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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERC
1926
Allspring Multi-Sector Income Fund
ERC
$259M
$271K ﹤0.01%
+20,503
New +$273K
SXC icon
1927
SunCoke Energy
SXC
$797M
$271K ﹤0.01%
41,098
-22,761
-36% -$151K
UPST icon
1928
Upstart Holdings
UPST
$3.03B
$269K ﹤0.01%
1,781
+1,014
+132% +$253K
OPRX icon
1929
OptimizeRx
OPRX
$133M
$268K ﹤0.01%
+4,319
New +$327K
SITE icon
1930
SiteOne Landscape Supply
SITE
$4.53B
$268K ﹤0.01%
+1,105
New +$256K
CYH icon
1931
Community Health Systems
CYH
$423M
$266K ﹤0.01%
19,995
-9,559
-32% -$120K
ET icon
1932
Energy Transfer Partners
ET
$69.3B
$265K ﹤0.01%
32,183
-29,301
-48% -$266K
OCSL icon
1933
Oaktree Specialty Lending
OCSL
$1.14B
$264K ﹤0.01%
11,806
-7,152
-38% -$158K
MFIC icon
1934
MidCap Financial Investment
MFIC
$804M
$262K ﹤0.01%
20,508
-27,204
-57% -$357K
CET
1935
Central Securities Corp
CET
$1.65B
$261K ﹤0.01%
+5,848
New +$249K
UNFI icon
1936
United Natural Foods
UNFI
$2.85B
$261K ﹤0.01%
+5,319
New +$257K
AIRC
1937
DELISTED
Apartment Income REIT Corp.
AIRC
$261K ﹤0.01%
4,770
-236
-5% -$12.3K
HSBC icon
1938
HSBC
HSBC
$356B
$260K ﹤0.01%
8,620
-18,894
-69% -$552K
IHY icon
1939
VanEck International High Yield Bond ETF
IHY
$43.4M
$260K ﹤0.01%
10,766
-246
-2% -$5.97K
SNEX icon
1940
StoneX
SNEX
$7.94B
$260K ﹤0.01%
21,455
+1,053
+5% +$13.8K
CALX icon
1941
Calix
CALX
$2.39B
$259K ﹤0.01%
+3,238
New +$211K
RELX icon
1942
RELX
RELX
$62B
$259K ﹤0.01%
7,929
-14,878
-65% -$463K
CDP icon
1943
COPT Defense Properties
CDP
$4.21B
$258K ﹤0.01%
9,222
+1,525
+20% +$42.1K
RVLV icon
1944
Revolve Group
RVLV
$1.73B
$257K ﹤0.01%
+4,594
New +$323K
VRTS icon
1945
Virtus Investment Partners
VRTS
$1.1B
$257K ﹤0.01%
864
-63
-7% -$19.6K
CWT icon
1946
California Water Service
CWT
$3.12B
$256K ﹤0.01%
+3,561
New +$229K
TD icon
1947
Toronto Dominion Bank
TD
$200B
$256K ﹤0.01%
3,335
-20,845
-86% -$1.52M
CBSH icon
1948
Commerce Bancshares
CBSH
$8.5B
$255K ﹤0.01%
4,506
-5,495
-55% -$309K
EZPW icon
1949
Ezcorp Inc
EZPW
$1.71B
$255K ﹤0.01%
34,542
-13,908
-29% -$106K
VRA icon
1950
Vera Bradley
VRA
$98.7M
$255K ﹤0.01%
29,926
+1,761
+6% +$16.9K
76 77
78
79 80

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.