We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIE
1926
DELISTED
Miller/Howard High Income Equity Fund
HIE
$289K ﹤0.01%
29,417
+12,742
+76% +$128K
SVC
1927
Service Properties Trust
SVC
$1.07B
$288K ﹤0.01%
5,144
-5,635
-52% -$321K
VRTS icon
1928
Virtus Investment Partners
VRTS
$1.1B
$288K ﹤0.01%
927
-684
-42% -$203K
SSTK icon
1929
Shutterstock
SSTK
$219M
$286K ﹤0.01%
2,520
-1,933
-43% -$209K
CADE
1930
DELISTED
Cadence Bancorporation
CADE
$286K ﹤0.01%
13,003
-295
-2% -$6.02K
WPP icon
1931
WPP
WPP
$5.94B
$285K ﹤0.01%
+4,255
New +$285K
HTH icon
1932
Hilltop Holdings
HTH
$2.24B
$281K ﹤0.01%
8,615
-191,252
-96% -$6.34M
BLFS icon
1933
BioLife Solutions
BLFS
$1.69B
$280K ﹤0.01%
+6,628
New +$319K
GMED icon
1934
Globus Medical
GMED
$11.2B
$280K ﹤0.01%
3,655
-1,446
-28% -$116K
BBL
1935
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$280K ﹤0.01%
5,519
+1,502
+37% +$90.3K
CPZ
1936
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$268M
$279K ﹤0.01%
+13,695
New +$277K
GFF icon
1937
Griffon
GFF
$4.86B
$279K ﹤0.01%
11,355
-19,916
-64% -$475K
PEO
1938
Adams Natural Resources Fund
PEO
$725M
$279K ﹤0.01%
+18,507
New +$269K
BN icon
1939
Brookfield
BN
$108B
$278K ﹤0.01%
9,632
+919
+11% +$26.8K
SPE
1940
Special Opportunities Fund
SPE
$144M
$278K ﹤0.01%
+18,931
New +$281K
MIC
1941
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$277K ﹤0.01%
6,840
-2,148
-24% -$84.8K
STK
1942
Columbia Seligman Premium Technology Growth Fund
STK
$926M
$276K ﹤0.01%
+8,361
New +$283K
NMI icon
1943
Nuveen Municipal Income
NMI
$130M
$275K ﹤0.01%
22,948
-72
-0.3% -$856
DXPE icon
1944
DXP Enterprises
DXPE
$2.98B
$274K ﹤0.01%
9,280
-16,271
-64% -$499K
IHY icon
1945
VanEck International High Yield Bond ETF
IHY
$43.4M
$274K ﹤0.01%
11,012
-49
-0.4% -$1.25K
ALGT icon
1946
Allegiant Air
ALGT
$2.57B
$273K ﹤0.01%
1,396
-321
-19% -$61.6K
SCSC icon
1947
Scansource
SCSC
$1.12B
$273K ﹤0.01%
7,854
-13,773
-64% -$423K
UPBD icon
1948
Upbound Group
UPBD
$1.16B
$273K ﹤0.01%
4,861
-3,262
-40% -$192K
EPRT icon
1949
Essential Properties Realty Trust
EPRT
$6.62B
$272K ﹤0.01%
9,735
-29,367
-75% -$874K
CANG
1950
Cango Inc
CANG
$68.5M
$270K ﹤0.01%
6,727
-16
-0.2% -$687
76 77
78
79 80

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.