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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MODV
1926
DELISTED
ModivCare
MODV
$324K ﹤0.01%
2,186
-1,888
-46% -$293K
JPC icon
1927
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$323K ﹤0.01%
34,043
-6,719
-16% -$61.9K
EVA
1928
DELISTED
Enviva Inc.
EVA
$323K ﹤0.01%
6,687
-70
-1% -$3.46K
EPC icon
1929
Edgewell Personal Care
EPC
$1.31B
$322K ﹤0.01%
8,130
-8,643
-52% -$299K
SBH icon
1930
Sally Beauty Holdings
SBH
$1.58B
$321K ﹤0.01%
+15,930
New +$267K
PRKS icon
1931
United Parks & Resorts
PRKS
$2.12B
$321K ﹤0.01%
+6,460
New +$256K
AVTR icon
1932
Avantor
AVTR
$9.19B
$319K ﹤0.01%
11,021
-2,281
-17% -$65.8K
CCRN
1933
DELISTED
Cross Country Healthcare
CCRN
$314K ﹤0.01%
+25,161
New +$267K
FFBC icon
1934
First Financial Bancorp
FFBC
$3.53B
$313K ﹤0.01%
+13,035
New +$287K
ICL icon
1935
ICL Group
ICL
$6.85B
$313K ﹤0.01%
53,938
-6,202
-10% -$35.2K
LCI
1936
DELISTED
Lannett Company, Inc.
LCI
$313K ﹤0.01%
14,813
+8,960
+153% +$236K
CPF icon
1937
Central Pacific Financial
CPF
$1B
$312K ﹤0.01%
+11,699
New +$267K
DEA
1938
Easterly Government Properties
DEA
$1.18B
$312K ﹤0.01%
6,024
+584
+11% +$32.2K
VRS
1939
DELISTED
Verso Corporation
VRS
$312K ﹤0.01%
21,400
– –
LPSN icon
1940
LivePerson
LPSN
$32.3M
$311K ﹤0.01%
393
-308
-44% -$285K
MATX icon
1941
Matsons
MATX
$6.18B
$309K ﹤0.01%
4,636
-3,449
-43% -$236K
LNW
1942
DELISTED
Light & Wonder
LNW
$308K ﹤0.01%
+7,988
New +$358K
RGP icon
1943
Resources Connection
RGP
$145M
$308K ﹤0.01%
+22,760
New +$294K
ACIW icon
1944
ACI Worldwide
ACIW
$5.42B
$307K ﹤0.01%
8,067
-432
-5% -$17K
CVNA icon
1945
Carvana
CVNA
$77.9B
$307K ﹤0.01%
5,845
– –
BEPC icon
1946
Brookfield Renewable
BEPC
$6.26B
$304K ﹤0.01%
6,496
-22
-0.3% -$1.12K
NWS icon
1947
News Corp Class B
NWS
$17.5B
$304K ﹤0.01%
12,963
-273
-2% -$5.91K
CANG
1948
Cango Inc
CANG
$68.5M
$303K ﹤0.01%
+3,603
New +$367K
RY icon
1949
Royal Bank of Canada
RY
$293B
$303K ﹤0.01%
+3,285
New +$286K
WAL icon
1950
Western Alliance Bancorporation
WAL
$8.87B
$303K ﹤0.01%
3,212
-649
-17% -$53.7K
76 77
78
79 80

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.