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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHTH icon
1926
eHealth
EHTH
$43.9M
– –
-3,357
Closed -$330K
FHI icon
1927
Federated Hermes
FHI
$4.72B
– –
-8,914
Closed -$212K
FSS icon
1928
Federal Signal
FSS
$7.83B
– –
-8,892
Closed -$264K
GEOS icon
1929
Geospace Technologies
GEOS
$75.7M
– –
-12,505
Closed -$94K
GFF icon
1930
Griffon
GFF
$4.86B
– –
-12,687
Closed -$235K
GPMT
1931
Granite Point Mortgage Trust
GPMT
$61.2M
– –
-11,306
Closed -$81K
HHH icon
1932
Howard Hughes
HHH
$4.03B
– –
-83,162
Closed -$4.12M
ICHR icon
1933
Ichor Holdings
ICHR
$2.56B
– –
-8,113
Closed -$216K
LCII icon
1934
LCI Industries
LCII
$2.65B
– –
-2,191
Closed -$252K
LFUS icon
1935
Littelfuse
LFUS
$11.6B
– –
-1,179
Closed -$201K
NAVI icon
1936
Navient
NAVI
$853M
– –
-61,965
Closed -$436K
NGS icon
1937
Natural Gas Services Group
NGS
$477M
– –
-14,990
Closed -$94K
NMIH icon
1938
NMI Holdings
NMIH
$3.36B
– –
-12,036
Closed -$194K
NNN icon
1939
NNN REIT
NNN
$8.99B
– –
-27,005
Closed -$958K
NSP icon
1940
Insperity
NSP
$2.01B
– –
-3,844
Closed -$248K
NVST icon
1941
Envista
NVST
$4.52B
– –
-14,205
Closed -$300K
OSIS icon
1942
OSI Systems
OSIS
$3.89B
– –
-2,747
Closed -$205K
PGEN icon
1943
Precigen
PGEN
$2.59B
– –
-14,548
Closed -$73K
PLMR icon
1944
Palomar
PLMR
$3.45B
– –
-2,470
Closed -$212K
PMT
1945
PennyMac Mortgage Investment
PMT
$842M
– –
-12,388
Closed -$217K
REI icon
1946
Ring Energy
REI
$339M
– –
-125,198
Closed -$145K
TD icon
1947
Toronto Dominion Bank
TD
$200B
– –
-5,734
Closed -$256K
TGI
1948
DELISTED
Triumph Group
TGI
– –
-11,700
Closed -$105K
TM icon
1949
Toyota
TM
$225B
– –
-1,593
Closed -$200K
TTEC icon
1950
TTEC Holdings
TTEC
$124M
– –
-5,354
Closed -$249K
76 77
78
79 80

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.