GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
-16.36%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$9.84B
AUM Growth
-$3.42B
Cap. Flow
-$692M
Cap. Flow %
-7.03%
Top 10 Hldgs %
19.64%
Holding
2,100
New
46
Increased
517
Reduced
1,261
Closed
268

Top Buys

1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$714M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$255M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$23.7M
4
CNO icon
CNO Financial Group
CNO
+$17.1M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$10.5M

Top Sells

1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$258M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$95.7M
3
MSFT icon
Microsoft
MSFT
+$66M
4
AAPL icon
Apple
AAPL
+$61.5M
5
AMZN icon
Amazon
AMZN
+$47.8M

Sector Composition

1 Technology 14.73%
2 Healthcare 10.06%
3 Financials 8.59%
4 Consumer Staples 6.73%
5 Consumer Discretionary 6.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CSII
1926
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-6,193
Closed -$301K
ATCO
1927
DELISTED
Atlas Corp.
ATCO
– –
-10,793
Closed -$153K
LCI
1928
DELISTED
Lannett Company, Inc.
LCI
– –
-3,498
Closed -$123K
HNGR
1929
DELISTED
Hanger Inc.
HNGR
– –
-9,730
Closed -$269K
PTR
1930
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-4,305
Closed -$216K
PLAN
1931
DELISTED
Anaplan, Inc.
PLAN
– –
-4,020
Closed -$211K
KRA
1932
DELISTED
Kraton Corporation
KRA
– –
-9,463
Closed -$240K
CPLG
1933
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
– –
-33,122
Closed -$354K
MGLN
1934
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-2,749
Closed -$216K
ATH
1935
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
-10,386
Closed -$489K
XEC
1936
DELISTED
CIMAREX ENERGY CO
XEC
– –
-29,627
Closed -$1.56M
LDL
1937
DELISTED
Lydall, Inc.
LDL
– –
-11,070
Closed -$227K
USCR
1938
DELISTED
U S Concrete, Inc.
USCR
– –
-163,783
Closed -$6.82M
GRUB
1939
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-5,478
Closed -$533K
WDR
1940
DELISTED
Waddell & Reed Financial, Inc.
WDR
– –
-13,346
Closed -$223K
MIK
1941
DELISTED
Michaels Stores, Inc
MIK
– –
-14,040
Closed -$114K
HMSY
1942
DELISTED
HMS Holdings Corp.
HMSY
– –
-9,029
Closed -$267K
OSB
1943
DELISTED
Norbord Inc.
OSB
– –
-12,738
Closed -$340K
AMAG
1944
DELISTED
AMAG Pharmaceuticals, Inc.
AMAG
– –
-31,261
Closed -$380K
HTZ
1945
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
-13,531
Closed -$213K
AIMT
1946
DELISTED
Aimmune Therapeutics, Inc.
AIMT
– –
-10,008
Closed -$335K
TLRD
1947
DELISTED
Tailored Brands, Inc.
TLRD
– –
-19,080
Closed -$79K
CHK
1948
DELISTED
Chesapeake Energy Corporation
CHK
– –
-4,987
Closed -$823K
LK
1949
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-6,407
Closed -$252K
FG
1950
DELISTED
FGL Holdings Ordinary Shares
FG
– –
-13,580
Closed -$145K
76 77
78
79 80