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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMC
1926
Del Monte Corp
DMC
$1.4B
$234K ﹤0.01%
6,702
-8,728
-57% -$279K
GLNG icon
1927
Golar LNG
GLNG
$5.01B
$234K ﹤0.01%
16,440
-3,106
-16% -$42.1K
BIG
1928
DELISTED
Big Lots, Inc.
BIG
$234K ﹤0.01%
8,141
-2,327
-22% -$53.7K
VRTV
1929
DELISTED
VERITIV CORPORATION
VRTV
$234K ﹤0.01%
11,880
-2,483
-17% -$43.3K
EXPR
1930
DELISTED
Express, Inc.
EXPR
$233K ﹤0.01%
2,393
-1,936
-45% -$152K
AIFU
1931
AIFU Inc
AIFU
$219M
$230K ﹤0.01%
+22
New +$227K
MFGP
1932
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$230K ﹤0.01%
16,422
-930
-5% -$12.9K
TWI icon
1933
Titan International
TWI
$475M
$229K ﹤0.01%
63,161
+12,530
+25% +$37.3K
GHC icon
1934
Graham Holdings Company
GHC
$5.1B
$228K ﹤0.01%
+357
New +$228K
COKE icon
1935
Coca-Cola Consolidated
COKE
$11.9B
$227K ﹤0.01%
+8,000
New +$224K
KMPR icon
1936
Kemper
KMPR
$1.71B
$227K ﹤0.01%
+2,927
New +$218K
SPSC icon
1937
SPS Commerce
SPSC
$2.68B
$227K ﹤0.01%
+4,096
New +$218K
LDL
1938
DELISTED
Lydall, Inc.
LDL
$227K ﹤0.01%
11,070
-5,653
-34% -$117K
GEOS icon
1939
Geospace Technologies
GEOS
$97.8M
$226K ﹤0.01%
+13,459
New +$204K
CIVI
1940
DELISTED
Civitas Resources
CIVI
$225K ﹤0.01%
+9,648
New +$191K
CNMD icon
1941
CONMED
CNMD
$1.52B
$225K ﹤0.01%
2,009
-1,728
-46% -$184K
VISN
1942
Vistance Networks Inc
VISN
$2.8B
$225K ﹤0.01%
15,882
-27,152
-63% -$352K
MUS
1943
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$225K ﹤0.01%
17,833
-2,786
-14% -$34.9K
CNI icon
1944
Canadian National Railway
CNI
$76.3B
$224K ﹤0.01%
+2,476
New +$223K
GPMT
1945
Granite Point Mortgage Trust
GPMT
$71.9M
$224K ﹤0.01%
12,170
+1,288
+12% +$23.6K
TTGT icon
1946
TechTarget
TTGT
$309M
$224K ﹤0.01%
+8,600
New +$218K
SOR
1947
Source Capital
SOR
$384M
$223K ﹤0.01%
5,755
-3,959
-41% -$149K
WDR
1948
DELISTED
Waddell & Reed Financial, Inc.
WDR
$223K ﹤0.01%
13,346
-2,233
-14% -$36.4K
DORM icon
1949
Dorman Products
DORM
$4.44B
$222K ﹤0.01%
+2,926
New +$221K
KALU icon
1950
Kaiser Aluminum
KALU
$2.85B
$222K ﹤0.01%
2,000
-2,060
-51% -$220K
76 77
78
79 80

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.