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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLCO icon
1926
Melco Resorts & Entertainment
MLCO
$2.17B
$250K ﹤0.01%
12,902
-4,664
-27% -$101K
CSII
1927
DELISTED
Cardiovascular Systems, Inc.
CSII
$249K ﹤0.01%
5,230
-1,580
-23% -$74.2K
CLH icon
1928
Clean Harbors
CLH
$16.4B
$248K ﹤0.01%
+3,207
New +$237K
ARWR icon
1929
Arrowhead Research
ARWR
$12.6B
$247K ﹤0.01%
8,778
+566
+7% +$16.8K
BRSP
1930
BrightSpire Capital
BRSP
$630M
$247K ﹤0.01%
17,066
-1,054
-6% -$15.4K
AY
1931
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$247K ﹤0.01%
10,236
-2,740
-21% -$64.6K
MATX icon
1932
Matsons
MATX
$6.46B
$246K ﹤0.01%
6,549
-1,357
-17% -$51.5K
MTUS icon
1933
Metallus
MTUS
$897M
$246K ﹤0.01%
39,085
+26,381
+208% +$173K
LL
1934
DELISTED
LL Flooring Holdings, Inc.
LL
$246K ﹤0.01%
+24,936
New +$245K
SNR
1935
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$246K ﹤0.01%
36,820
-38,491
-51% -$255K
MFGP
1936
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$246K ﹤0.01%
17,352
+1,921
+12% +$35.8K
MNRO icon
1937
Monro
MNRO
$410M
$245K ﹤0.01%
3,103
-809
-21% -$64.8K
MITT
1938
TPG Mortgage Investment Trust
MITT
$227M
$244K ﹤0.01%
5,367
-638
-11% -$30.1K
HNI icon
1939
HNI Corp
HNI
$3.49B
$242K ﹤0.01%
6,828
-378
-5% -$12.5K
HZO icon
1940
MarineMax
HZO
$793M
$242K ﹤0.01%
+15,660
New +$239K
MNE
1941
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$242K ﹤0.01%
+16,420
New +$240K
ATCO
1942
DELISTED
Atlas Corp.
ATCO
$240K ﹤0.01%
22,602
-6,267
-22% -$65.3K
PGRE
1943
DELISTED
Paramount Group
PGRE
$239K ﹤0.01%
17,922
-7,727
-30% -$104K
BEP icon
1944
Brookfield Renewable
BEP
$10B
$237K ﹤0.01%
+10,934
New +$214K
BNS icon
1945
Scotiabank
BNS
$106B
$237K ﹤0.01%
+4,166
New +$224K
CUBI icon
1946
Customers Bancorp
CUBI
$2.83B
$236K ﹤0.01%
+11,366
New +$226K
JOF
1947
Japan Smaller Capitalization Fund
JOF
$335M
$236K ﹤0.01%
26,916
– –
EZPW icon
1948
Ezcorp Inc
EZPW
$1.91B
$235K ﹤0.01%
36,480
+24,359
+201% +$209K
CSOD
1949
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$235K ﹤0.01%
4,291
+452
+12% +$25.4K
BMO icon
1950
Bank of Montreal
BMO
$126B
$234K ﹤0.01%
3,168
-3,038
-49% -$221K
76 77
78
79 80

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.