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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TECK icon
1926
Teck Resources
TECK
$31.8B
$547K ﹤0.01%
22,695
+2,740
+14% +$65.9K
HQH
1927
abrdn Healthcare Investors
HQH
$1.28B
$546K ﹤0.01%
23,579
+7,388
+46% +$167K
BFAM icon
1928
Bright Horizons
BFAM
$3.98B
$545K ﹤0.01%
4,627
+1,734
+60% +$196K
ALLY icon
1929
Ally Financial
ALLY
$13.7B
$544K ﹤0.01%
20,546
-149,558
-88% -$4.06M
RGA icon
1930
Reinsurance Group of America
RGA
$15.5B
$544K ﹤0.01%
3,765
+14
+0.4% +$1.98K
CRZO
1931
DELISTED
Carrizo Oil & Gas Inc
CRZO
$544K ﹤0.01%
21,563
-381
-2% -$9.84K
FLEX icon
1932
Flex
FLEX
$46.8B
$543K ﹤0.01%
54,959
+4,260
+8% +$44.6K
UA icon
1933
Under Armour Class C
UA
$2.86B
$543K ﹤0.01%
27,904
-36
-0.1% -$695
BSD
1934
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$541K ﹤0.01%
44,199
-5,389
-11% -$67.7K
PPBI
1935
DELISTED
Pacific Premier Bancorp
PPBI
$540K ﹤0.01%
14,507
+3,169
+28% +$121K
NEX
1936
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$540K ﹤0.01%
43,690
+1,891
+5% +$24.4K
ACIA
1937
DELISTED
Acacia Communications Inc
ACIA
$539K ﹤0.01%
13,030
-202,611
-94% -$7.57M
NSIT icon
1938
Insight Enterprises
NSIT
$4.15B
$537K ﹤0.01%
9,930
+2,656
+37% +$140K
PAI
1939
Western Asset Investment Grade Income Fund
PAI
$114M
$537K ﹤0.01%
39,813
+515
+1% +$7.05K
COBZ
1940
DELISTED
CoBiz Financial,Inc
COBZ
$537K ﹤0.01%
24,262
+175
+0.7% +$3.93K
WAFD icon
1941
WaFd
WAFD
$2.79B
$536K ﹤0.01%
16,754
+383
+2% +$12.9K
BCPC
1942
Balchem Corp
BCPC
$5.57B
$536K ﹤0.01%
4,778
+446
+10% +$46.9K
SHOE
1943
Shoe Station Group
SHOE
$422M
$535K ﹤0.01%
27,806
+6,216
+29% +$110K
XHR
1944
Xenia Hotels & Resorts
XHR
$1.89B
$535K ﹤0.01%
22,559
-94
-0.4% -$2.27K
NXR
1945
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$535K ﹤0.01%
38,186
-1,150
-3% -$16.7K
JPS
1946
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$532K ﹤0.01%
60,412
+10,175
+20% +$90K
FLC
1947
Flaherty & Crumrine Total Return Fund
FLC
$176M
$531K ﹤0.01%
28,542
-950
-3% -$18.5K
AVNT icon
1948
Avient
AVNT
$3.5B
$530K ﹤0.01%
12,127
+1,637
+16% +$71.6K
DM
1949
DELISTED
Dominion Energy Midstream Ptr LP
DM
$530K ﹤0.01%
29,589
+12,910
+77% +$207K
MXL icon
1950
MaxLinear
MXL
$6.6B
$529K ﹤0.01%
26,590
+6,204
+30% +$113K
76 77
78
79 80

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.