We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIDD icon
1926
Middleby
MIDD
$6.04B
$1.32M ﹤0.01%
9,788
+3,052
+45% +$373K
PKX icon
1927
POSCO
PKX
$16.1B
$1.32M ﹤0.01%
16,843
-2,139
-11% -$158K
COLM icon
1928
Columbia Sportswear
COLM
$3.04B
$1.31M ﹤0.01%
+18,258
New +$1.2M
BOBE
1929
DELISTED
Bob Evans Farms, Inc.
BOBE
$1.31M ﹤0.01%
+16,617
New +$1.29M
TWNK
1930
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$1.3M ﹤0.01%
88,167
-4,533
-5% -$59.7K
EOT
1931
Eaton Vance National Municipal Opportunities Trust
EOT
$270M
$1.3M ﹤0.01%
57,899
+18,632
+47% +$422K
GPP
1932
DELISTED
Green Plains Partners LP
GPP
$1.3M ﹤0.01%
69,643
+35,220
+102% +$675K
GGAL icon
1933
Galicia Financial Group
GGAL
$7.99B
$1.29M ﹤0.01%
19,670
-3,671
-16% -$211K
RMBS icon
1934
Rambus
RMBS
$9.87B
$1.29M ﹤0.01%
90,898
-18,687
-17% -$269K
UNVR
1935
DELISTED
Univar Solutions Inc.
UNVR
$1.29M ﹤0.01%
41,666
+2,345
+6% +$69.8K
FBC
1936
DELISTED
Flagstar Bancorp, Inc. New
FBC
$1.29M ﹤0.01%
34,430
-155
-0.4% -$5.68K
FRAN
1937
DELISTED
Francesca's Holdings Corporation
FRAN
$1.28M ﹤0.01%
14,666
+10,317
+237% +$867K
DGII icon
1938
Digi International
DGII
$2.63B
$1.28M ﹤0.01%
134,446
+64,943
+93% +$664K
PRTK
1939
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$1.28M ﹤0.01%
71,665
+23,142
+48% +$483K
FPRX
1940
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$1.28M ﹤0.01%
58,501
-10,135
-15% -$326K
VSAT icon
1941
Viasat
VSAT
$10.6B
$1.28M ﹤0.01%
17,137
-2,272
-12% -$157K
BGG
1942
DELISTED
Briggs & Stratton Corp.
BGG
$1.28M ﹤0.01%
50,596
-23,606
-32% -$580K
TLGT
1943
DELISTED
Teligent, Inc
TLGT
$1.28M ﹤0.01%
35,293
+16,381
+87% +$784K
FBP icon
1944
First Bancorp
FBP
$4.42B
$1.28M ﹤0.01%
250,890
-175,457
-41% -$875K
TEVA icon
1945
Teva Pharmaceuticals
TEVA
$40.8B
$1.28M ﹤0.01%
67,469
-7,514
-10% -$113K
IMO icon
1946
Imperial Oil
IMO
$62.7B
$1.28M ﹤0.01%
40,948
-2,769
-6% -$86.2K
CAVM
1947
DELISTED
Cavium, Inc.
CAVM
$1.28M ﹤0.01%
15,220
-7,361
-33% -$569K
WCN
1948
Waste Connections
WCN
$42.2B
$1.27M ﹤0.01%
17,870
+937
+6% +$65.4K
VRN
1949
DELISTED
Veren
VRN
$1.27M ﹤0.01%
165,860
+9,523
+6% +$71.7K
INAP
1950
DELISTED
Internap Corporation
INAP
$1.27M ﹤0.01%
+80,730
New +$1.37M
76 77
78
79 80

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.