We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEVA icon
1926
Teva Pharmaceuticals
TEVA
$40.8B
$1.32M ﹤0.01%
74,983
+32,065
+75% +$721K
HCI icon
1927
HCI Group
HCI
$2.23B
$1.32M ﹤0.01%
34,503
+6,348
+23% +$261K
NPKI
1928
NPK International
NPKI
$1.06B
$1.32M ﹤0.01%
131,899
-59,153
-31% -$484K
PKX icon
1929
POSCO
PKX
$16.1B
$1.32M ﹤0.01%
18,982
+2,964
+19% +$213K
MDP
1930
DELISTED
Meredith Corporation
MDP
$1.32M ﹤0.01%
23,756
-15,355
-39% -$870K
CLB icon
1931
Core Laboratories
CLB
$488M
$1.32M ﹤0.01%
13,342
+6,765
+103% +$656K
ORBC
1932
DELISTED
ORBCOMM, Inc.
ORBC
$1.31M ﹤0.01%
125,584
+6,121
+5% +$67.7K
BKE icon
1933
Buckle
BKE
$2.25B
$1.31M ﹤0.01%
+77,843
New +$1.24M
APO icon
1934
Apollo Global Management
APO
$72.4B
$1.31M ﹤0.01%
+43,560
New +$1.25M
TSE
1935
DELISTED
Trinseo
TSE
$1.31M ﹤0.01%
19,529
-562
-3% -$37.4K
FDUS icon
1936
Fidus Investment
FDUS
$749M
$1.31M ﹤0.01%
81,258
+2,766
+4% +$45.4K
MCFT icon
1937
MasterCraft Boat Holdings
MCFT
$579M
$1.31M ﹤0.01%
64,186
-2,743
-4% -$51K
WEA
1938
Western Asset Premier Bond Fund
WEA
$124M
$1.3M ﹤0.01%
94,288
+10,055
+12% +$142K
HSII
1939
DELISTED
Heidrick & Struggles
HSII
$1.3M ﹤0.01%
61,387
+10,785
+21% +$210K
ENTA icon
1940
Enanta Pharmaceuticals
ENTA
$366M
$1.3M ﹤0.01%
27,763
+1,605
+6% +$64.5K
EXD
1941
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$1.29M ﹤0.01%
113,342
+38,966
+52% +$450K
CNOB icon
1942
Center Bancorp
CNOB
$1.66B
$1.29M ﹤0.01%
52,460
-2,165
-4% -$49.2K
SSL icon
1943
Sasol
SSL
$7.5B
$1.29M ﹤0.01%
46,780
+3,637
+8% +$107K
FOR icon
1944
Forestar Group
FOR
$1.44B
$1.29M ﹤0.01%
74,840
-1,965
-3% -$33.8K
SAND
1945
DELISTED
Sandstorm Gold
SAND
$1.29M ﹤0.01%
283,415
+65,834
+30% +$288K
ENV
1946
DELISTED
ENVESTNET, INC.
ENV
$1.29M ﹤0.01%
25,240
-7,341
-23% -$314K
BANF icon
1947
BancFirst
BANF
$3.79B
$1.29M ﹤0.01%
22,661
+393
+2% +$20.2K
PDI icon
1948
PIMCO Dynamic Income Fund
PDI
$7.39B
$1.29M ﹤0.01%
41,662
-10,012
-19% -$303K
DO
1949
DELISTED
Diamond Offshore Drilling
DO
$1.28M ﹤0.01%
88,664
+457
+0.5% +$5.5K
FDS icon
1950
Factset
FDS
$9.36B
$1.28M ﹤0.01%
7,128
+4,050
+132% +$661K
76 77
78
79 80

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.