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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGR icon
1926
Sturm, Ruger & Co
RGR
$593M
$1.4M ﹤0.01%
26,597
-12,598
-32% -$696K
FIBK icon
1927
First Interstate BancSystem
FIBK
$3.58B
$1.4M ﹤0.01%
32,869
-2,470
-7% -$89.7K
CSC
1928
DELISTED
Computer Sciences
CSC
$1.4M ﹤0.01%
23,516
-57,198
-71% -$3.3M
CHSP
1929
DELISTED
Chesapeake Lodging Trust
CHSP
$1.4M ﹤0.01%
53,917
+40,518
+302% +$959K
LXU icon
1930
LSB Industries
LXU
$693M
$1.39M ﹤0.01%
215,255
-96,475
-31% -$559K
TECK icon
1931
Teck Resources
TECK
$32.6B
$1.39M ﹤0.01%
69,289
-10,285
-13% -$223K
WEX icon
1932
WEX
WEX
$6.31B
$1.39M ﹤0.01%
12,441
+7,684
+162% +$831K
MTRN icon
1933
Materion
MTRN
$6.04B
$1.39M ﹤0.01%
35,026
-16,200
-32% -$570K
CWST icon
1934
Casella Waste Systems
CWST
$5.69B
$1.39M ﹤0.01%
111,632
-33,138
-23% -$389K
IIIN icon
1935
Insteel Industries
IIIN
$625M
$1.38M ﹤0.01%
+38,753
New +$1.31M
KN icon
1936
Knowles
KN
$3.34B
$1.38M ﹤0.01%
82,584
-3,183
-4% -$49.7K
LBTYA icon
1937
Liberty Global Class A
LBTYA
$3.6B
$1.38M ﹤0.01%
45,051
-1,089
-2% -$34.4K
AMPH icon
1938
Amphastar Pharmaceuticals
AMPH
$916M
$1.38M ﹤0.01%
74,718
-62,497
-46% -$1.22M
CX icon
1939
Cemex
CX
$16.3B
$1.37M ﹤0.01%
178,043
-38,348
-18% -$305K
SSNI
1940
DELISTED
Silver Spring Networks, Inc.
SSNI
$1.37M ﹤0.01%
103,206
+7,076
+7% +$97.8K
MBUU icon
1941
Malibu Boats
MBUU
$567M
$1.37M ﹤0.01%
71,947
-14,263
-17% -$240K
CS
1942
DELISTED
Credit Suisse Group
CS
$1.37M ﹤0.01%
95,701
+62,477
+188% +$875K
CTB
1943
DELISTED
Cooper Tire & Rubber Co.
CTB
$1.37M ﹤0.01%
35,270
+19,812
+128% +$745K
WBS icon
1944
Webster Financial
WBS
$12.8B
$1.37M ﹤0.01%
25,221
-14,055
-36% -$646K
TLGT
1945
DELISTED
Teligent, Inc
TLGT
$1.37M ﹤0.01%
20,704
+3,859
+23% +$272K
JDD
1946
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$1.37M ﹤0.01%
122,240
-5,272
-4% -$59.4K
FRO icon
1947
Frontline
FRO
$8.85B
$1.36M ﹤0.01%
191,525
+71,997
+60% +$532K
ECHO
1948
EchoStar
ECHO
$26.2B
$1.36M ﹤0.01%
32,712
+3,414
+12% +$136K
COLB icon
1949
Columbia Banking Systems
COLB
$8.84B
$1.36M ﹤0.01%
30,464
+14,272
+88% +$539K
FFIN icon
1950
First Financial Bankshares
FFIN
$4.97B
$1.36M ﹤0.01%
60,204
-5,662
-9% -$116K
76 77
78
79 80

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.