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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELD icon
1926
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
$1.28M ﹤0.01%
33,645
+2,378
+8% +$90K
DWSN icon
1927
Dawson Geophysical
DWSN
$138M
$1.28M ﹤0.01%
176,232
+83,942
+91% +$598K
TLGT
1928
DELISTED
Teligent, Inc
TLGT
$1.28M ﹤0.01%
16,845
-1,630
-9% -$129K
GMED icon
1929
Globus Medical
GMED
$11.1B
$1.28M ﹤0.01%
56,664
+708
+1% +$16.6K
LBRDA icon
1930
Liberty Broadband Class A
LBRDA
$5.17B
$1.28M ﹤0.01%
18,232
-1,718
-9% -$113K
PLCE icon
1931
Children's Place
PLCE
$58M
$1.28M ﹤0.01%
16,000
-435
-3% -$35.8K
S
1932
DELISTED
Sprint Corporation
S
$1.27M ﹤0.01%
192,459
-243,781
-56% -$1.45M
GLP icon
1933
Global Partners
GLP
$1.67B
$1.27M ﹤0.01%
78,919
-2,731
-3% -$40K
SFLY
1934
DELISTED
Shutterfly, Inc.
SFLY
$1.27M ﹤0.01%
28,517
-6,303
-18% -$313K
CCOI icon
1935
Cogent Communications
CCOI
$644M
$1.27M ﹤0.01%
34,560
-6,146
-15% -$237K
GLNG icon
1936
Golar LNG
GLNG
$5.11B
$1.27M ﹤0.01%
60,015
-17,318
-22% -$331K
RRGB icon
1937
Red Robin
RRGB
$151M
$1.27M ﹤0.01%
28,245
+6,267
+29% +$305K
AEO icon
1938
American Eagle Outfitters
AEO
$2.99B
$1.27M ﹤0.01%
70,954
-14,222
-17% -$255K
BERY
1939
DELISTED
Berry Global Group, Inc.
BERY
$1.26M ﹤0.01%
31,420
+6,351
+25% +$249K
MATW icon
1940
Matthews International
MATW
$880M
$1.26M ﹤0.01%
20,807
-2,662
-11% -$160K
TBRG
1941
DELISTED
TruBridge
TBRG
$1.26M ﹤0.01%
48,441
-1,871
-4% -$58.8K
P
1942
DELISTED
Pandora Media Inc
P
$1.26M ﹤0.01%
87,878
+41,829
+91% +$565K
SGRY icon
1943
Surgery Partners
SGRY
$2B
$1.26M ﹤0.01%
62,124
-5,970
-9% -$110K
VALE.P
1944
DELISTED
Vale S A
VALE.P
$1.26M ﹤0.01%
266,606
+70,691
+36% +$321K
EMHY icon
1945
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
$1.25M ﹤0.01%
24,845
-22,827
-48% -$1.14M
ONB icon
1946
Old National Bancorp
ONB
$10.3B
$1.25M ﹤0.01%
88,985
-41,448
-32% -$559K
ST icon
1947
Sensata Technologies
ST
$6.93B
$1.25M ﹤0.01%
+32,268
New +$1.22M
VTOL icon
1948
Bristow Group
VTOL
$1.31B
$1.25M ﹤0.01%
77,344
+1,273
+2% +$20.8K
AVNT icon
1949
Avient
AVNT
$3.48B
$1.24M ﹤0.01%
36,740
+8,373
+30% +$290K
EMJ
1950
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
$1.24M ﹤0.01%
84,424
+21,620
+34% +$322K
76 77
78
79 80

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.