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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBND icon
1926
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$1.21M ﹤0.01%
44,997
-21,211
-32% -$532K
TDG icon
1927
TransDigm Group
TDG
$69.8B
$1.21M ﹤0.01%
5,508
-55,236
-91% -$12.1M
DEX
1928
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.21M ﹤0.01%
132,347
-29,474
-18% -$256K
CXP
1929
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$1.21M ﹤0.01%
55,048
+3,319
+6% +$71.6K
LOPE icon
1930
Grand Canyon Education
LOPE
$3.88B
$1.21M ﹤0.01%
28,286
-6,353
-18% -$245K
HTO
1931
H2O America
HTO
$2.59B
$1.21M ﹤0.01%
33,237
-4,982
-13% -$168K
LHO
1932
DELISTED
LaSalle Hotel Properties
LHO
$1.21M ﹤0.01%
47,690
+11,064
+30% +$262K
FMS icon
1933
Fresenius Medical Care
FMS
$12.8B
$1.21M ﹤0.01%
27,321
-2,894
-10% -$123K
SA
1934
Seabridge Gold
SA
$3.12B
$1.21M ﹤0.01%
109,967
-16,690
-13% -$146K
SBGI icon
1935
Sinclair Inc
SBGI
$1.07B
$1.2M ﹤0.01%
39,109
-4,413
-10% -$135K
IOSP icon
1936
Innospec
IOSP
$2.25B
$1.2M ﹤0.01%
27,693
-25,178
-48% -$1.16M
NOK icon
1937
Nokia
NOK
$52.6B
$1.2M ﹤0.01%
203,002
+19,059
+10% +$122K
PENN icon
1938
PENN Entertainment
PENN
$2.69B
$1.2M ﹤0.01%
71,768
-13,454
-16% -$193K
VIPS icon
1939
Vipshop
VIPS
$7.4B
$1.2M ﹤0.01%
92,928
-23,732
-20% -$298K
BECN
1940
DELISTED
Beacon Roofing Supply, Inc.
BECN
$1.2M ﹤0.01%
+29,175
New +$1.11M
LDP icon
1941
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$1.2M ﹤0.01%
52,051
+657
+1% +$14.8K
NXC
1942
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$1.2M ﹤0.01%
71,588
-3,585
-5% -$56.7K
AIF
1943
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.19M ﹤0.01%
87,504
+5,940
+7% +$78.5K
FBC
1944
DELISTED
Flagstar Bancorp, Inc. New
FBC
$1.19M ﹤0.01%
55,300
+2,904
+6% +$58.1K
XLY icon
1945
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$1.19M ﹤0.01%
+30,000
New +$1.12M
RIT
1946
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$1.18M ﹤0.01%
86,713
-17,242
-17% -$219K
GGG icon
1947
Graco
GGG
$13.5B
$1.18M ﹤0.01%
42,207
+32,967
+357% +$822K
MBUU icon
1948
Malibu Boats
MBUU
$562M
$1.18M ﹤0.01%
71,997
-12,116
-14% -$177K
INFO
1949
DELISTED
IHS Markit Ltd. Common Shares
INFO
$1.18M ﹤0.01%
33,417
-931
-3% -$27K
ASH icon
1950
Ashland
ASH
$3.32B
$1.18M ﹤0.01%
21,942
-26,668
-55% -$1.28M
76 77
78
79 80

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.