We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPR
1926
DELISTED
Express, Inc.
EXPR
$1.32M ﹤0.01%
3,690
+2,514
+214% +$945K
HRC
1927
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$1.32M ﹤0.01%
25,345
-4,564
-15% -$247K
ACG
1928
DELISTED
AllianceBernstein Income Fund Inc
ACG
$1.32M ﹤0.01%
167,691
-55,021
-25% -$426K
ENOC
1929
DELISTED
EnerNOC, Inc.
ENOC
$1.32M ﹤0.01%
166,723
-381,810
-70% -$3.32M
SEM
1930
DELISTED
Select Medical
SEM
$1.32M ﹤0.01%
226,194
-6,168
-3% -$45.7K
NID
1931
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$1.32M ﹤0.01%
106,154
-8,748
-8% -$107K
AF
1932
DELISTED
Astoria Financial Corporation
AF
$1.31M ﹤0.01%
81,619
-6,335
-7% -$97.9K
BNCL
1933
DELISTED
Beneficial Bancorp, Inc.
BNCL
$1.31M ﹤0.01%
98,975
-29,589
-23% -$379K
TAST
1934
DELISTED
Carrols Restaurant Group, Inc.
TAST
$1.31M ﹤0.01%
110,238
-80,559
-42% -$959K
NSH
1935
DELISTED
NuStar GP Holdings LLC
NSH
$1.31M ﹤0.01%
49,051
-23,900
-33% -$775K
BNFT
1936
DELISTED
Benefitfocus, Inc.
BNFT
$1.31M ﹤0.01%
41,824
-3,315
-7% -$127K
LPNT
1937
DELISTED
LifePoint Health, Inc.
LPNT
$1.31M ﹤0.01%
18,437
-14,701
-44% -$1.19M
TAL icon
1938
TAL Education Group
TAL
$6.87B
$1.3M ﹤0.01%
243,312
-73,314
-23% -$396K
WDAY icon
1939
Workday
WDAY
$44.4B
$1.3M ﹤0.01%
18,932
-4,702
-20% -$363K
NNY icon
1940
Nuveen New York Municipal Value Fund
NNY
$157M
$1.3M ﹤0.01%
133,517
+12,163
+10% +$118K
YELL
1941
DELISTED
Yellow Corporation Common Stock
YELL
$1.3M ﹤0.01%
+97,882
New +$1.53M
IGR
1942
CBRE Global Real Estate Income Fund
IGR
$713M
$1.29M ﹤0.01%
175,353
-27,292
-13% -$213K
BRKR icon
1943
Bruker
BRKR
$8.14B
$1.29M ﹤0.01%
78,711
+1,843
+2% +$35.8K
KG
1944
Kestrel Group
KG
$69M
$1.29M ﹤0.01%
4,655
+1,483
+47% +$455K
WRB icon
1945
W.R. Berkley
WRB
$26.6B
$1.29M ﹤0.01%
80,136
-20,129
-20% -$330K
HUB.B
1946
DELISTED
HUBBELL INC CL-B
HUB.B
$1.29M ﹤0.01%
15,182
+10,410
+218% +$1.04M
AMPH icon
1947
Amphastar Pharmaceuticals
AMPH
$916M
$1.28M ﹤0.01%
109,641
-4,899
-4% -$73.5K
MHY
1948
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$1.28M ﹤0.01%
285,938
-84,846
-23% -$399K
CIVI
1949
DELISTED
Civitas Solutions, Inc.
CIVI
$1.28M ﹤0.01%
55,696
-34,322
-38% -$820K
CORP icon
1950
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$1.27M ﹤0.01%
12,712
-151
-1% -$15.2K
76 77
78
79 80

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.