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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNPS icon
1926
Synopsys
SNPS
$77.7B
$1.31M ﹤0.01%
34,858
+4,951
+17% +$183K
BCS.PR.CL
1927
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$1.31M ﹤0.01%
53,534
-7,051
-12% -$173K
LTM
1928
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$1.31M ﹤0.01%
+86,936
New +$1.22M
ET icon
1929
Energy Transfer Partners
ET
$71.2B
$1.31M ﹤0.01%
79,556
-385,404
-83% -$6.13M
GTIV
1930
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$1.31M ﹤0.01%
108,535
+9,605
+10% +$109K
EIV
1931
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$1.31M ﹤0.01%
116,682
-22,502
-16% -$240K
OCSL icon
1932
Oaktree Specialty Lending
OCSL
$1.12B
$1.3M ﹤0.01%
42,201
-28,638
-40% -$910K
WCIC
1933
DELISTED
WCI Communities, Inc.
WCIC
$1.3M ﹤0.01%
+75,407
New +$1.22M
SREV
1934
DELISTED
ServiceSource International, Inc.
SREV
$1.3M ﹤0.01%
107,686
-37,187
-26% -$439K
ICLR icon
1935
Icon
ICLR
$12.4B
$1.3M ﹤0.01%
31,761
+5,980
+23% +$230K
HMIN
1936
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
$1.3M ﹤0.01%
39,147
+18,752
+92% +$577K
ALJ
1937
DELISTED
Alon USA Energy Inc
ALJ
$1.3M ﹤0.01%
126,852
+40,913
+48% +$505K
WERN icon
1938
Werner Enterprises
WERN
$2.21B
$1.29M ﹤0.01%
55,512
+27,477
+98% +$657K
WEN icon
1939
Wendy's
WEN
$1.41B
$1.29M ﹤0.01%
152,754
-8,945
-6% -$67.1K
CRESY
1940
Cresud
CRESY
$766M
$1.29M ﹤0.01%
168,405
+15,595
+10% +$111K
CRR
1941
DELISTED
Carbo Ceramics Inc.
CRR
$1.29M ﹤0.01%
13,059
-16,533
-56% -$1.41M
SAFM
1942
DELISTED
Sanderson Farms Inc
SAFM
$1.29M ﹤0.01%
19,810
+2,440
+14% +$169K
LTXB
1943
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.29M ﹤0.01%
62,435
+8,304
+15% +$174K
ECPG icon
1944
Encore Capital Group
ECPG
$2.1B
$1.29M ﹤0.01%
28,063
+2,505
+10% +$102K
VCLT icon
1945
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.84B
$1.28M ﹤0.01%
15,664
-3,674
-19% -$302K
ARPI
1946
DELISTED
AMERICAN RESIDENTIAL PPTYS INC COM
ARPI
$1.28M ﹤0.01%
72,959
-31,485
-30% -$549K
ISIL
1947
DELISTED
Intersil Corp
ISIL
$1.28M ﹤0.01%
114,342
+50,594
+79% +$507K
MFM
1948
Aberdeen Municipal Income Fund
MFM
$222M
$1.28M ﹤0.01%
200,151
-22,626
-10% -$142K
PES
1949
DELISTED
Pioneer Energy Services Corp.
PES
$1.28M ﹤0.01%
170,508
+11,121
+7% +$79.1K
CXT icon
1950
Crane NXT
CXT
$3.13B
$1.27M ﹤0.01%
59,474
+12,889
+28% +$274K
76 77
78
79 80

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.