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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMAB icon
1901
Genmab
GMAB
$19.5B
– –
-6,563
Closed -$231K
GRBK icon
1902
Green Brick Partners
GRBK
$3.14B
– –
-6,471
Closed -$269K
HAIN icon
1903
Hain Celestial
HAIN
$53.7M
– –
-26,634
Closed -$276K
HCKT icon
1904
Hackett Group
HCKT
$287M
– –
-13,288
Closed -$313K
HLIT icon
1905
Harmonic Inc
HLIT
$1.28B
– –
-12,817
Closed -$123K
HSTM icon
1906
HealthStream
HSTM
$840M
– –
-9,374
Closed -$202K
IGR
1907
CBRE Global Real Estate Income Fund
IGR
$713M
– –
-35,302
Closed -$159K
INDB icon
1908
Independent Bank
INDB
$3.97B
– –
-10,008
Closed -$491K
ITOS
1909
DELISTED
iTeos Therapeutics
ITOS
– –
-11,861
Closed -$130K
ITT icon
1910
ITT
ITT
$19.1B
– –
-18,981
Closed -$1.86M
JBSS icon
1911
John B. Sanfilippo & Son
JBSS
$972M
– –
-3,500
Closed -$346K
JHG
1912
DELISTED
Janus Henderson
JHG
– –
-8,938
Closed -$231K
KFY icon
1913
Korn Ferry
KFY
$4.28B
– –
-7,019
Closed -$333K
HAPN
1914
Happen Inc
HAPN
$2.24B
– –
-23,417
Closed -$143K
LESL icon
1915
Leslie's
LESL
$11M
– –
-503
Closed -$57K
LPG icon
1916
Dorian LPG
LPG
$1.96B
– –
-8,480
Closed -$244K
LU icon
1917
Lufax Holding
LU
$1.3B
– –
-3,732
Closed -$15.8K
MATX icon
1918
Matsons
MATX
$6.18B
– –
-2,842
Closed -$252K
MORN icon
1919
Morningstar
MORN
$7.53B
– –
-1,351
Closed -$316K
MUB icon
1920
iShares National Muni Bond ETF
MUB
$45.5B
– –
-4,170
Closed -$428K
NCV
1921
Virtus Convertible & Income Fund
NCV
$390M
– –
-39,562
Closed -$492K
NCZ
1922
Virtus Convertible & Income Fund II
NCZ
$301M
– –
-38,374
Closed -$424K
NEOG icon
1923
Neogen
NEOG
$2.5B
– –
-11,606
Closed -$215K
NMIH icon
1924
NMI Holdings
NMIH
$3.36B
– –
-16,099
Closed -$436K
NRO
1925
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
– –
-23,975
Closed -$63.8K
75 76
77
78 79

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.