We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REYN icon
1901
Reynolds Consumer Products
REYN
$5.6B
– –
-14,019
Closed -$396K
RNG icon
1902
RingCentral
RNG
$5.31B
– –
-6,654
Closed -$218K
RNST icon
1903
Renasant Corp
RNST
$3.92B
– –
-13,671
Closed -$357K
SEIC icon
1904
SEI Investments
SEIC
$12.6B
– –
-24,050
Closed -$1.43M
FIRY
1905
Firy Inc
FIRY
$161M
– –
-13,733
Closed -$125K
SLG icon
1906
SL Green Realty
SLG
$4.04B
– –
-20,354
Closed -$612K
SSP icon
1907
E.W. Scripps
SSP
$308M
– –
-10,081
Closed -$92.2K
STK
1908
Columbia Seligman Premium Technology Growth Fund
STK
$919M
– –
-7,260
Closed -$223K
STWD icon
1909
Starwood Property Trust
STWD
$6.07B
– –
-10,951
Closed -$212K
SUN icon
1910
Sunoco
SUN
$13.3B
– –
-7,181
Closed -$313K
SUPN icon
1911
Supernus Pharmaceuticals
SUPN
$2.75B
– –
-13,744
Closed -$413K
SXI icon
1912
Standex International
SXI
$4.12B
– –
-7,896
Closed -$1.12M
TENB icon
1913
Tenable Holdings
TENB
$3.95B
– –
-43,176
Closed -$1.88M
TNDM icon
1914
Tandem Diabetes Care
TNDM
$1.53B
– –
-9,190
Closed -$226K
TSEM icon
1915
Tower Semiconductor
TSEM
$28.5B
– –
-9,649
Closed -$362K
UBS icon
1916
UBS Group
UBS
$176B
– –
-12,182
Closed -$247K
USNA icon
1917
Usana Health Sciences
USNA
$284M
– –
-8,556
Closed -$539K
UTZ icon
1918
Utz Brands
UTZ
$1.25B
– –
-51,811
Closed -$848K
VRM icon
1919
Vroom Inc
VRM
$48.6M
– –
-151
Closed -$17.4K
WERN icon
1920
Werner Enterprises
WERN
$2.25B
– –
-4,693
Closed -$207K
WFG icon
1921
West Fraser Timber
WFG
$5.64B
– –
-5,390
Closed -$464K
WGO icon
1922
Winnebago Industries
WGO
$913M
– –
-3,321
Closed -$221K
AAMI
1923
Acadian Asset Management
AAMI
$3.18B
– –
-10,259
Closed -$215K
XIFR
1924
XPLR Infrastructure LP
XIFR
$1.08B
– –
-5,438
Closed -$319K
PTVE
1925
DELISTED
Pactiv Evergreen Inc. Common stock
PTVE
– –
-24,889
Closed -$188K
75 76
77
78 79

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.