GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
+8.31%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$11.8B
AUM Growth
+$493M
Cap. Flow
-$80M
Cap. Flow %
-0.68%
Top 10 Hldgs %
15.49%
Holding
2,068
New
161
Increased
956
Reduced
762
Closed
161

Top Buys

1
AAPL icon
Apple
AAPL
$37.1M
2
MSFT icon
Microsoft
MSFT
$36M
3
NVDA icon
NVIDIA
NVDA
$25.7M
4
AMZN icon
Amazon
AMZN
$22.7M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
$15.8M

Top Sells

1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$41.4M
2
FIGS icon
FIGS
FIGS
$35.1M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$24.3M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$19M

Sector Composition

1 Technology 20.87%
2 Healthcare 10.83%
3 Financials 8.57%
4 Industrials 7.83%
5 Consumer Discretionary 7.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LU icon
1901
Lufax Holding
LU
$2.61B
$30K ﹤0.01%
3,681
+674
+22% +$5.5K
AFMD
1902
DELISTED
Affimed
AFMD
$16.6K ﹤0.01%
2,217
+201
+10% +$1.51K
VRM icon
1903
Vroom, Inc. Common Stock
VRM
$140M
$11.3K ﹤0.01%
157
-485
-76% -$34.8K
SENS icon
1904
Senseonics Holdings
SENS
$373M
$8.33K ﹤0.01%
+11,732
New +$8.33K
BINI
1905
Bollinger Innovations, Inc. Common Stock
BINI
$3.93M
– –
0
– –
SPWR
1906
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-19,890
Closed -$359K
HT
1907
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-13,333
Closed -$114K
LITT
1908
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
– –
-88,696
Closed -$896K
MSDAW
1909
DELISTED
MSD Acquisition Corp. Warrant
MSDAW
– –
-508,266
Closed -$38.1K
SGFY
1910
DELISTED
Signify Health, Inc.
SGFY
– –
-198,282
Closed -$5.68M
MSDA
1911
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
– –
-2,164,245
Closed -$21.9M
ATCO
1912
DELISTED
Atlas Corp.
ATCO
– –
-28,308
Closed -$434K
AIMC
1913
DELISTED
Altra Industrial Motion Corp.
AIMC
– –
-86,923
Closed -$5.19M
EVOP
1914
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
– –
-8,680
Closed -$294K
IAA
1915
DELISTED
IAA, Inc. Common Stock
IAA
– –
-11,270
Closed -$451K
MYOV
1916
DELISTED
Myovant Sciences Ltd.
MYOV
– –
-8,901
Closed -$240K
IVH
1917
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-229,366
Closed -$2.51M
VVNT
1918
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– –
-24,750
Closed -$295K
MGU
1919
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
– –
-15,905
Closed -$361K
UMPQ
1920
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-37,527
Closed -$670K
COUP
1921
DELISTED
Coupa Software Incorporated
COUP
– –
-3,453
Closed -$273K
ONEM
1922
DELISTED
1Life Healthcare, Inc. Common Stock
ONEM
– –
-37,046
Closed -$619K
LHCG
1923
DELISTED
LHC Group LLC
LHCG
– –
-13,775
Closed -$2.23M
STOR
1924
DELISTED
STORE Capital Corporation
STOR
– –
-26,742
Closed -$857K
KNBE
1925
DELISTED
KnowBe4, Inc. Class A Common Stock
KNBE
– –
-18,471
Closed -$458K
75 76
77
78 79