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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMTX icon
1901
Aemetis
AMTX
$124M
$39.9K ﹤0.01%
17,215
+541
+3% +$2.02K
CMU
1902
DELISTED
MFS High Yield Municipal Trust
CMU
$34.9K ﹤0.01%
+10,872
New +$35K
LU icon
1903
Lufax Holding
LU
$1.3B
$30K ﹤0.01%
3,681
+674
+22% +$6.46K
AFMD
1904
DELISTED
Affimed
AFMD
$16.6K ﹤0.01%
2,217
+201
+10% +$2.01K
VRM icon
1905
Vroom Inc
VRM
$48.2M
$11.3K ﹤0.01%
157
-485
-76% -$39.2K
SENS icon
1906
Senseonics Holdings Inc
SENS
$366M
$8.33K ﹤0.01%
+587
New +$11.8K
BINI
1907
DELISTED
Bollinger Innovations
BINI
– –
0
– –
ACIW icon
1908
ACI Worldwide
ACIW
$5.42B
– –
-28,954
Closed -$666K
ACM icon
1909
Aecom
ACM
$9.75B
– –
-2,734
Closed -$232K
AEG icon
1910
Aegon
AEG
$14.1B
– –
-16,857
Closed -$85K
AMR icon
1911
Alpha Metallurgical Resources
AMR
$1.93B
– –
-1,898
Closed -$278K
AMRC icon
1912
Ameresco
AMRC
$1.36B
– –
-10,292
Closed -$588K
APO icon
1913
Apollo Global Management
APO
$73.4B
– –
-11,334
Closed -$723K
ASPN icon
1914
Aspen Aerogels
ASPN
$518M
– –
-36,468
Closed -$430K
ASR icon
1915
Grupo Aeroportuario del Sureste
ASR
$8.3B
– –
-3,228
Closed -$752K
CVSA
1916
Covista Inc
CVSA
$4.8B
– –
-6,185
Closed -$220K
AUB icon
1917
Atlantic Union Bankshares
AUB
$5.97B
– –
-42,699
Closed -$1.5M
AVD icon
1918
American Vanguard Corp
AVD
$68.9M
– –
-12,779
Closed -$277K
AWR icon
1919
American States Water
AWR
$3.46B
– –
-2,698
Closed -$250K
BAH icon
1920
Booz Allen Hamilton
BAH
$9.15B
– –
-4,562
Closed -$477K
BFH icon
1921
Bread Financial
BFH
$4.38B
– –
-11,875
Closed -$447K
BHC icon
1922
Bausch Health
BHC
$2.34B
– –
-23,553
Closed -$148K
BHVN icon
1923
Biohaven
BHVN
$2.21B
– –
-32,543
Closed -$452K
BKU icon
1924
Bankunited
BKU
$3.36B
– –
-16,314
Closed -$554K
BOOM icon
1925
DMC Global
BOOM
$157M
– –
-19,559
Closed -$380K
75 76
77
78 79

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.