GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
+9.5%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$11.3B
AUM Growth
+$463M
Cap. Flow
-$365M
Cap. Flow %
-3.22%
Top 10 Hldgs %
12.01%
Holding
2,049
New
157
Increased
773
Reduced
960
Closed
143

Top Buys

1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$43.7M
2
MSFT icon
Microsoft
MSFT
$25.6M
3
PLD icon
Prologis
PLD
$11.5M
4
AMZN icon
Amazon
AMZN
$9.99M
5
EEFT icon
Euronet Worldwide
EEFT
$9.02M

Top Sells

1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
$24.5M
4
AAPL icon
Apple
AAPL
$20.6M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
$19.9M

Sector Composition

1 Technology 16.64%
2 Healthcare 11.87%
3 Financials 9.93%
4 Industrials 8.09%
5 Consumer Discretionary 7.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WAVC.WS
1901
DELISTED
Waverley Capital Acquisition Corp. 1 Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
WAVC.WS
$33.5K ﹤0.01%
834,414
-2,100
-0.3% -$84
ARBGW
1902
DELISTED
Aequi Acquisition Corp. warrants
ARBGW
$26.8K ﹤0.01%
958,831
+582,632
+155% +$16.3K
AFMD
1903
DELISTED
Affimed
AFMD
$25K ﹤0.01%
2,016
-578
-22% -$7.17K
LU icon
1904
Lufax Holding
LU
$2.57B
$23.3K ﹤0.01%
+3,007
New +$23.3K
CCXI
1905
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-36,026
Closed -$1.86M
SHLX
1906
DELISTED
Shell Midstream Partners, L.P.
SHLX
– –
-16,990
Closed -$269K
Y
1907
DELISTED
Alleghany Corporation
Y
– –
-8,651
Closed -$7.26M
PING
1908
DELISTED
Ping Identity Holding Corp.
PING
– –
-15,302
Closed -$430K
FMTX
1909
DELISTED
Forma Therapeutics Holdings, Inc. Common Stock
FMTX
– –
-14,053
Closed -$280K
CVET
1910
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-31,845
Closed -$665K
HYT.RT
1911
DELISTED
BlackRock Corporate High Yield Fund, Inc. Rights (expiring October 13, 2022)
HYT.RT
– –
-2,059,751
Closed -$4K
IEA
1912
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
– –
-11,953
Closed -$162K
GBT
1913
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-28,129
Closed -$1.92M
DRE
1914
DELISTED
Duke Realty Corp.
DRE
– –
-236,369
Closed -$11.4M
CHNG
1915
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-7,491
Closed -$206K
CTXS
1916
DELISTED
Citrix Systems Inc
CTXS
– –
-15,939
Closed -$1.66M
FBC
1917
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-24,746
Closed -$826K
BHVN
1918
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-21,291
Closed -$3.22M
ONL
1919
Orion Office REIT
ONL
$166M
– –
-12,302
Closed -$108K
GIIX
1920
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
– –
-2,014,925
Closed -$19.9M
ABEV icon
1921
Ambev
ABEV
$34.1B
– –
-13,886
Closed -$39K
ADPT icon
1922
Adaptive Biotechnologies
ADPT
$1.98B
– –
-18,605
Closed -$132K
ALRM icon
1923
Alarm.com
ALRM
$2.85B
– –
-15,664
Closed -$1.02M
AMG icon
1924
Affiliated Managers Group
AMG
$6.62B
– –
-5,378
Closed -$602K
ARCB icon
1925
ArcBest
ARCB
$1.69B
– –
-3,701
Closed -$270K
75 76
77
78 79