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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWCAW
1901
DELISTED
Blue Whale Acquisition Corp I Warrant
BWCAW
$35.2K ﹤0.01%
493,296
-7,324
-1% -$1.1K
MARA icon
1902
Marathon Digital Holdings
MARA
$3.85B
$34.5K ﹤0.01%
+10,086
New +$84.7K
WAVC.WS
1903
DELISTED
Waverley Capital Acquisition Corp. 1 Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
WAVC.WS
$33.5K ﹤0.01%
834,414
-2,100
-0.3% -$171
ARBGW
1904
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$26.8K ﹤0.01%
958,831
+582,632
+155% +$24.8K
AFMD
1905
DELISTED
Affimed
AFMD
$25K ﹤0.01%
2,016
-578
-22% -$10.1K
LU icon
1906
Lufax Holding
LU
$1.3B
$23.3K ﹤0.01%
+3,007
New +$22.9K
ABEV icon
1907
Ambev
ABEV
$46.4B
– –
-13,886
Closed -$39K
ADPT icon
1908
Adaptive Biotechnologies
ADPT
$3.97B
– –
-18,605
Closed -$132K
ALRM icon
1909
Alarm.com
ALRM
$2.85B
– –
-15,664
Closed -$1.02M
AMG icon
1910
Affiliated Managers Group
AMG
$9.76B
– –
-5,378
Closed -$602K
ARCB icon
1911
ArcBest
ARCB
$3.08B
– –
-3,701
Closed -$270K
EFOR
1912
Everforth Inc
EFOR
$1.32B
– –
-4,412
Closed -$399K
ASND icon
1913
Ascendis Pharma A/S
ASND
$16.8B
– –
-2,571
Closed -$265K
OPTU
1914
Optimum Communications Inc
OPTU
$301M
– –
-13,349
Closed -$78K
BBD icon
1915
Banco Bradesco
BBD
$36.7B
– –
-16,751
Closed -$62K
BLKB icon
1916
Blackbaud
BLKB
$2.08B
– –
-6,064
Closed -$268K
BOH icon
1917
Bank of Hawaii
BOH
$3.13B
– –
-15,068
Closed -$1.15M
BXMT icon
1918
Blackstone Mortgage Trust
BXMT
$2.38B
– –
-17,676
Closed -$413K
CACI icon
1919
CACI
CACI
$14.2B
– –
-2,034
Closed -$531K
CADE
1920
DELISTED
Cadence Bank
CADE
– –
-11,564
Closed -$294K
CASH icon
1921
Pathward Financial
CASH
$1.83B
– –
-21,725
Closed -$715K
COKE icon
1922
Coca-Cola Consolidated
COKE
$12.8B
– –
-11,400
Closed -$469K
CPA icon
1923
Copa Holdings
CPA
$5.8B
– –
-3,036
Closed -$203K
CXW icon
1924
CoreCivic
CXW
$3.19B
– –
-11,086
Closed -$98K
CYH icon
1925
Community Health Systems
CYH
$423M
– –
-16,505
Closed -$35K
75 76
77
78 79

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.