We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
(-2%)
Cap. Flow
-$57.8M
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$50M |
| 2 |
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
|
+$38.8M |
| 3 |
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
|
+$37M |
| 4 |
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
|
+$34.7M |
| 5 |
Honeywell
HON
|
+$32.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$41.8M |
| 2 |
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
|
+$39.8M |
| 3 |
MTTR
Matterport, Inc. Class A Common Stock
MTTR
|
+$32.4M |
| 4 |
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
|
+$20M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.23% |
| 2 | Financials | 13.81% |
| 3 | Healthcare | 9.7% |
| 4 | Consumer Discretionary | 8.79% |
| 5 | Communication Services | 6.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1901
Douglas Emmett
DEI
$1.96B
| $312K | ﹤0.01% |
9,871
-22,729
| -70% | -$748K |
|
|
OPTU
1902
Optimum Communications Inc
OPTU
$301M
| $311K | ﹤0.01% |
15,005
-45,403
| -75% | -$1.32M |
|
|
HOUS
1903
DELISTED
Anywhere Real Estate
HOUS
| $309K | ﹤0.01% |
17,615
-30,896
| -64% | -$545K |
|
|
IRBT
1904
DELISTED
iRobot
IRBT
| $309K | ﹤0.01% |
3,940
-3,166
| -45% | -$270K |
|
1905
Daktronics
DAKT
$1.04B
| $308K | ﹤0.01% |
56,682
-99,399
| -64% | -$590K |
|
1906
Axos Financial
AX
$5.68B
| $307K | ﹤0.01% |
5,961
-3,413
| -36% | -$162K |
|
|
NKLA
1907
DELISTED
Nikola Corporation Common Stock
NKLA
| $305K | ﹤0.01% |
952
+36
| +4% | +$12.6K |
|
1908
Avista
AVA
$3.24B
| $304K | ﹤0.01% |
7,775
-160,877
| -95% | -$6.74M |
|
1909
St. Joe Company
JOE
$3.83B
| $303K | ﹤0.01% |
7,205
-6,547
| -48% | -$288K |
|
1910
Genesco
GCO
$422M
| $302K | ﹤0.01% |
5,235
-9,172
| -64% | -$546K |
|
1911
CoStar Group
CSGP
$12.3B
| $300K | ﹤0.01% |
3,491
-698
| -17% | -$60.3K |
|
|
AYX
1912
DELISTED
Alteryx Inc
AYX
| $299K | ﹤0.01% |
+4,092
| New | +$308K |
|
1913
Clearwater Paper
CLW
$376M
| $297K | ﹤0.01% |
7,741
-13,577
| -64% | -$432K |
|
|
AAMI
1914
Acadian Asset Management
AAMI
$3.19B
| $297K | ﹤0.01% |
11,357
-8,738
| -43% | -$225K |
|
1915
Barnes & Noble Education
BNED
$443M
| $296K | ﹤0.01% |
296
-520
| -64% | -$458K |
|
1916
iShares JPMorgan EM Corporate Bond ETF
CEMB
$405M
| $296K | ﹤0.01% |
+5,702
| New | +$299K |
|
1917
Toll Brothers
TOL
$14.5B
| $296K | ﹤0.01% |
5,346
+703
| +15% | +$41.6K |
|
|
JDD
1918
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
| $294K | ﹤0.01% |
28,306
+13,013
| +85% | +$137K |
|
1919
Janus Henderson AAA CLO ETF
JAAA
$29.2B
| $293K | ﹤0.01% |
+5,795
| New | +$293K |
|
1920
Vicor
VICR
$10.2B
| $293K | ﹤0.01% |
2,186
-2,008
| -48% | -$240K |
|
1921
Bausch Health
BHC
$2.34B
| $292K | ﹤0.01% |
10,497
+2,019
| +24% | +$57.3K |
|
|
JTA
1922
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
| $292K | ﹤0.01% |
26,267
+11,372
| +76% | +$130K |
|
|
RDFN
1923
DELISTED
Redfin
RDFN
| $291K | ﹤0.01% |
5,809
-740
| -11% | -$40K |
|
1924
Benchmark Electronics
BHE
$2.96B
| $290K | ﹤0.01% |
10,851
-19,029
| -64% | -$505K |
|
1925
Integra LifeSciences
IART
$1.34B
| $289K | ﹤0.01% |
+4,217
| New | +$298K |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
- Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
- Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
- Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
- Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
- Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.
Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.