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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLP icon
1901
Global Partners
GLP
$1.7B
$237K ﹤0.01%
14,286
-801
-5% -$12.7K
CNR
1902
Core Natural Resources Inc
CNR
$4.45B
$237K ﹤0.01%
32,854
+8,380
+34% +$43.9K
BOX icon
1903
Box
BOX
$4.6B
$236K ﹤0.01%
13,083
-264
-2% -$4.6K
MTDR icon
1904
Matador Resources
MTDR
$6.09B
$236K ﹤0.01%
19,565
-6,195
-24% -$60.5K
EDF
1905
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
$235K ﹤0.01%
+29,039
New +$207K
ESLT icon
1906
Elbit Systems
ESLT
$40.3B
$235K ﹤0.01%
+1,797
New +$216K
NWS icon
1907
News Corp Class B
NWS
$17.5B
$235K ﹤0.01%
13,236
-5,616
-30% -$90.4K
OSPN icon
1908
OneSpan
OSPN
$618M
$235K ﹤0.01%
+11,370
New +$244K
TCMD icon
1909
Tactile Systems Technology
TCMD
$665M
$235K ﹤0.01%
+5,220
New +$207K
ARMK icon
1910
Aramark
ARMK
$14.7B
$231K ﹤0.01%
+8,328
New +$199K
IX icon
1911
ORIX
IX
$43.5B
$231K ﹤0.01%
+14,960
New +$211K
WAL icon
1912
Western Alliance Bancorporation
WAL
$8.87B
$231K ﹤0.01%
+3,861
New +$188K
VRTV
1913
DELISTED
VERITIV CORPORATION
VRTV
$229K ﹤0.01%
11,010
-1,475
-12% -$26.5K
LMAT icon
1914
LeMaitre Vascular
LMAT
$1.86B
$227K ﹤0.01%
+5,612
New +$201K
MLCO icon
1915
Melco Resorts & Entertainment
MLCO
$2.14B
$227K ﹤0.01%
12,236
+1,599
+15% +$27.8K
UBS icon
1916
UBS Group
UBS
$176B
$227K ﹤0.01%
16,071
+2,468
+18% +$32.7K
ABB
1917
DELISTED
ABB Ltd
ABB
$227K ﹤0.01%
8,121
-11,009
-58% -$293K
RDS.B
1918
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$227K ﹤0.01%
6,745
-3,792
-36% -$113K
CLB icon
1919
Core Laboratories
CLB
$521M
$225K ﹤0.01%
8,469
-10,498
-55% -$214K
GBX icon
1920
The Greenbrier Companies
GBX
$1.46B
$225K ﹤0.01%
6,184
-4,885
-44% -$161K
JOF
1921
Japan Smaller Capitalization Fund
JOF
$350M
$225K ﹤0.01%
24,878
+393
+2% +$3.5K
ANDE icon
1922
Andersons Inc
ANDE
$2.22B
$224K ﹤0.01%
9,145
-4,066
-31% -$90.4K
BAP icon
1923
Credicorp
BAP
$30.7B
$224K ﹤0.01%
+1,365
New +$189K
RDY icon
1924
Dr. Reddy's Laboratories
RDY
$10.2B
$223K ﹤0.01%
15,600
+400
+3% +$5.39K
ATH
1925
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$223K ﹤0.01%
+5,179
New +$205K
75 76
77
78 79

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.