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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RRD
1901
DELISTED
RR Donnelley & Sons Co.
RRD
$48K ﹤0.01%
32,854
-17,380
-35% -$22.1K
SM icon
1902
SM Energy
SM
$6.87B
$47K ﹤0.01%
29,670
+11,249
+61% +$31.4K
MFGP
1903
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$44K ﹤0.01%
13,758
-2,159
-14% -$8.62K
GGN
1904
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$43K ﹤0.01%
+12,567
New +$45K
HLX icon
1905
Helix Energy Solutions
HLX
$1.41B
$43K ﹤0.01%
17,826
-9,436
-35% -$34.4K
KOS icon
1906
Kosmos Energy
KOS
$1.48B
$41K ﹤0.01%
42,009
-1,908
-4% -$2.8K
BBVA icon
1907
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$40K ﹤0.01%
+14,718
New +$45.7K
ARLP icon
1908
Alliance Resource Partners
ARLP
$3.17B
$31K ﹤0.01%
11,281
-7,501
-40% -$24.2K
CHRD icon
1909
Chord Energy
CHRD
$7.39B
$29K ﹤0.01%
105,099
+45,843
+77% +$28K
BMY.RT
1910
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$27K ﹤0.01%
12,028
– –
RIG icon
1911
Transocean
RIG
$5.82B
$16K ﹤0.01%
19,317
-3,293
-15% -$5.38K
ACGL icon
1912
Arch Capital
ACGL
$33.6B
– –
-58,953
Closed -$1.69M
ACHC icon
1913
Acadia Healthcare
ACHC
$2.94B
– –
-8,050
Closed -$202K
ADEA icon
1914
Adeia
ADEA
$3.11B
– –
-86,902
Closed -$339K
ALLY icon
1915
Ally Financial
ALLY
$13.3B
– –
-66,266
Closed -$1.31M
ALRM icon
1916
Alarm.com
ALRM
$2.85B
– –
-3,540
Closed -$229K
AMRN
1917
Amarin Corp
AMRN
$303M
– –
-27,645
Closed -$3.83M
BKD icon
1918
Brookdale Senior Living
BKD
$3.4B
– –
-19,164
Closed -$57K
CIK
1919
Credit Suisse Asset Management Income Fund
CIK
$134M
– –
-11,139
Closed -$30K
CRI icon
1920
Carter's
CRI
$1.47B
– –
-11,183
Closed -$903K
CTBI icon
1921
Community Trust Bancorp
CTBI
$1.41B
– –
-24,889
Closed -$815K
CXE
1922
DELISTED
MFS High Income Municipal Trust
CXE
– –
-57,859
Closed -$270K
DDD icon
1923
3D Systems Corp
DDD
$613M
– –
-13,926
Closed -$97K
DHF
1924
BNY Mellon High Yield Strategies Fund
DHF
$172M
– –
-11,396
Closed -$29K
DHY
1925
Credit Suisse High Yield Credit Fund
DHY
$240M
– –
-15,041
Closed -$30K
75 76
77
78 79

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.