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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCC icon
1901
Warrior Met Coal
HCC
$4.36B
$255K ﹤0.01%
+12,046
New +$246K
CHA
1902
DELISTED
China Telecom Corporation, LTD
CHA
$255K ﹤0.01%
+6,185
New +$259K
FORM icon
1903
FormFactor
FORM
$9.08B
$254K ﹤0.01%
+9,780
New +$221K
PNTG icon
1904
Pennant Group
PNTG
$1.36B
$254K ﹤0.01%
+7,669
New +$176K
NGS icon
1905
Natural Gas Services Group
NGS
$468M
$253K ﹤0.01%
20,602
-2,800
-12% -$33K
LK
1906
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$252K ﹤0.01%
+6,407
New +$162K
MAC icon
1907
Macerich
MAC
$7.3B
$251K ﹤0.01%
9,320
-28,007
-75% -$769K
IRR
1908
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$251K ﹤0.01%
61,075
+3,807
+7% +$14.6K
UFPI icon
1909
UFP Industries
UFPI
$5.18B
$249K ﹤0.01%
5,230
-6,182
-54% -$291K
SCSC icon
1910
Scansource
SCSC
$1.16B
$248K ﹤0.01%
6,715
-3,633
-35% -$123K
APO icon
1911
Apollo Global Management
APO
$73.7B
$246K ﹤0.01%
+5,147
New +$220K
ATRC icon
1912
AtriCure
ATRC
$1.98B
$246K ﹤0.01%
+7,572
New +$215K
BOX icon
1913
Box
BOX
$4.45B
$246K ﹤0.01%
14,676
-10,780
-42% -$181K
DNI
1914
DELISTED
Dividend and Income Fund
DNI
$246K ﹤0.01%
18,313
-18,380
-50% -$228K
EBF icon
1915
Ennis
EBF
$562M
$245K ﹤0.01%
11,329
-15,103
-57% -$307K
SENEA icon
1916
Seneca Foods Class A
SENEA
$1.15B
$245K ﹤0.01%
6,013
-5,696
-49% -$205K
SLCA
1917
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$244K ﹤0.01%
39,670
-13,270
-25% -$80.1K
TRN icon
1918
Trinity Industries
TRN
$2.5B
$240K ﹤0.01%
+10,809
New +$220K
MTUS icon
1919
Metallus
MTUS
$855M
$240K ﹤0.01%
30,475
-8,610
-22% -$54K
KRA
1920
DELISTED
Kraton Corporation
KRA
$240K ﹤0.01%
9,463
-5,550
-37% -$134K
LBRT icon
1921
Liberty Energy
LBRT
$3.13B
$239K ﹤0.01%
21,533
+1,272
+6% +$12.1K
NUS icon
1922
Nu Skin
NUS
$252M
$239K ﹤0.01%
5,842
-438
-7% -$17.9K
OI icon
1923
O-I Glass
OI
$1.13B
$237K ﹤0.01%
19,847
-7,595
-28% -$75.8K
CP icon
1924
Canadian Pacific Kansas City
CP
$79.1B
$236K ﹤0.01%
+4,630
New +$217K
ENVA icon
1925
Enova International
ENVA
$6.48B
$235K ﹤0.01%
+9,749
New +$219K
75 76
77
78 79

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.