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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTO
1901
John Hancock Financial Opportunities Fund
BTO
$814M
$262K ﹤0.01%
8,158
-544
-6% -$17.2K
JPI
1902
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$262K ﹤0.01%
10,575
-5,825
-36% -$141K
MEOH icon
1903
Methanex
MEOH
$4.14B
$262K ﹤0.01%
7,400
+1,010
+16% +$37.3K
RH icon
1904
RH
RH
$3.56B
$261K ﹤0.01%
1,529
-607
-28% -$86.4K
IVC
1905
DELISTED
Invacare Corporation
IVC
$261K ﹤0.01%
34,774
+23,505
+209% +$132K
ALRM icon
1906
Alarm.com
ALRM
$2.76B
$260K ﹤0.01%
5,576
-790
-12% -$38.7K
EQNR icon
1907
Equinor
EQNR
$93.1B
$260K ﹤0.01%
13,742
-24,504
-64% -$451K
LYG icon
1908
Lloyds Banking Group
LYG
$90.3B
$260K ﹤0.01%
98,347
-43,642
-31% -$113K
VRTV
1909
DELISTED
VERITIV CORPORATION
VRTV
$260K ﹤0.01%
+14,363
New +$247K
PII icon
1910
Polaris
PII
$4.2B
$259K ﹤0.01%
+2,941
New +$255K
YPF icon
1911
YPF
YPF
$19.5B
$259K ﹤0.01%
28,028
+12,842
+85% +$166K
GPOR
1912
DELISTED
Gulfport Energy Corp.
GPOR
$259K ﹤0.01%
95,701
-2,815
-3% -$9.4K
CAF
1913
Morgan Stanley China A Share Fund
CAF
$319M
$256K ﹤0.01%
12,547
-272
-2% -$5.76K
FUL icon
1914
H.B. Fuller
FUL
$3.17B
$256K ﹤0.01%
5,503
-1,615
-23% -$73.8K
GAB icon
1915
Gabelli Equity Trust
GAB
$1.78B
$256K ﹤0.01%
43,818
-975
-2% -$5.8K
VLY icon
1916
Valley National Bancorp
VLY
$8.23B
$256K ﹤0.01%
23,594
+10,867
+85% +$116K
BIG
1917
DELISTED
Big Lots, Inc.
BIG
$256K ﹤0.01%
+10,468
New +$249K
ICHR icon
1918
Ichor Holdings
ICHR
$2.48B
$255K ﹤0.01%
+10,547
New +$249K
GLNG icon
1919
Golar LNG
GLNG
$5.03B
$253K ﹤0.01%
19,546
-5,392
-22% -$79.2K
MTDR icon
1920
Matador Resources
MTDR
$6.06B
$253K ﹤0.01%
15,285
-3,545
-19% -$59.2K
INVX
1921
Innovex International
INVX
$2.21B
$253K ﹤0.01%
5,046
-3,193
-39% -$156K
SJR
1922
DELISTED
Shaw Communications Inc.
SJR
$253K ﹤0.01%
12,852
-42,723
-77% -$842K
HQL
1923
abrdn Life Sciences Investors
HQL
$599M
$252K ﹤0.01%
16,685
-1,114
-6% -$17.8K
DO
1924
DELISTED
Diamond Offshore Drilling
DO
$252K ﹤0.01%
45,293
+2,244
+5% +$16.4K
FFC
1925
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$780M
$250K ﹤0.01%
11,912
-788
-6% -$16K
75 76
77
78 79

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.