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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORIT
1901
DELISTED
Oritani Financial Corp. New
ORIT
$579K ﹤0.01%
37,239
+2,693
+8% +$43.5K
ADAM
1902
Adamas Trust
ADAM
$850M
$577K ﹤0.01%
23,727
+1,255
+6% +$31.4K
CALL
1903
DELISTED
magicJack VocalTec Ltd
CALL
$577K ﹤0.01%
69,573
– –
VIV icon
1904
Telefônica Brasil
VIV
$19.5B
$575K ﹤0.01%
59,060
-53,002
-47% -$560K
DBL
1905
DoubleLine Opportunistic Credit Fund
DBL
$280M
$572K ﹤0.01%
+27,797
New +$581K
ATHN
1906
DELISTED
Athenahealth, Inc.
ATHN
$572K ﹤0.01%
4,280
+1,560
+57% +$234K
NBTB icon
1907
NBT Bancorp
NBTB
$2.78B
$571K ﹤0.01%
14,887
-5,749
-28% -$229K
VICR icon
1908
Vicor
VICR
$10.4B
$570K ﹤0.01%
12,385
+2,328
+23% +$128K
DCP
1909
DELISTED
DCP Midstream, LP
DCP
$567K ﹤0.01%
14,314
+59
+0.4% +$2.48K
FMN
1910
Federated Hermes Premier Municipal Income Fund
FMN
$86.7M
$566K ﹤0.01%
44,385
+9,327
+27% +$124K
CNQ icon
1911
Canadian Natural Resources
CNQ
$95.2B
$565K ﹤0.01%
35,337
-10,714
-23% -$181K
NPO icon
1912
Enpro
NPO
$7.05B
$564K ﹤0.01%
7,734
+1,453
+23% +$107K
PATK icon
1913
Patrick Industries
PATK
$2.92B
$562K ﹤0.01%
14,249
+2,684
+23% +$110K
IPHS
1914
DELISTED
Innophos Holdings, Inc.
IPHS
$562K ﹤0.01%
12,661
-4,686
-27% -$214K
IRDM icon
1915
Iridium Communications
IRDM
$5.22B
$561K ﹤0.01%
24,938
+8,179
+49% +$159K
AWR icon
1916
American States Water
AWR
$3.3B
$560K ﹤0.01%
9,159
-303
-3% -$18.2K
CJ
1917
DELISTED
C&J Energy Services, Inc.
CJ
$557K ﹤0.01%
26,805
+6,450
+32% +$145K
NS
1918
DELISTED
NuStar Energy L.P.
NS
$554K ﹤0.01%
19,954
+4,875
+32% +$129K
MGLN
1919
DELISTED
Magellan Health Services, Inc.
MGLN
$553K ﹤0.01%
7,664
-1,840
-19% -$148K
TLI
1920
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$553K ﹤0.01%
55,620
+7,515
+16% +$75.2K
ENOV icon
1921
Enovis
ENOV
$1.75B
$551K ﹤0.01%
8,872
-1,331
-13% -$75.8K
PFBC icon
1922
Preferred Bank
PFBC
$1.26B
$551K ﹤0.01%
+9,420
New +$590K
PCH
1923
DELISTED
PotlatchDeltic
PCH
$550K ﹤0.01%
13,428
+6,252
+87% +$295K
NJV
1924
DELISTED
Nuveen New Jersey Municipal Value Fund Common shares of beneficial interest
NJV
$550K ﹤0.01%
43,355
+7,064
+19% +$91.2K
ROG icon
1925
Rogers Corp
ROG
$2.38B
$547K ﹤0.01%
3,712
+564
+18% +$74.2K
75 76
77
78 79

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.