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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMD
1901
Western Asset Emerging Markets Debt Fund
EMD
$609M
$1.38M ﹤0.01%
88,542
-26,826
-23% -$415K
VEEV icon
1902
Veeva Systems
VEEV
$33.1B
$1.38M ﹤0.01%
24,882
-9,683
-28% -$570K
MBUU icon
1903
Malibu Boats
MBUU
$541M
$1.38M ﹤0.01%
46,202
+1,240
+3% +$37.8K
UPBD icon
1904
Upbound Group
UPBD
$1.13B
$1.37M ﹤0.01%
123,206
+4,515
+4% +$49.4K
CWST icon
1905
Casella Waste Systems
CWST
$5.71B
$1.37M ﹤0.01%
59,424
-8,553
-13% -$168K
QTS
1906
DELISTED
QTS REALTY TRUST, INC.
QTS
$1.37M ﹤0.01%
25,240
-6,360
-20% -$354K
UI icon
1907
Ubiquiti
UI
$33.7B
$1.36M ﹤0.01%
19,190
-2,060
-10% -$132K
WOW
1908
DELISTED
WideOpenWest
WOW
$1.36M ﹤0.01%
129,073
+50,700
+65% +$596K
FIBK icon
1909
First Interstate BancSystem
FIBK
$3.69B
$1.36M ﹤0.01%
34,013
+8,343
+33% +$324K
MRTN icon
1910
Marten Transport
MRTN
$1.21B
$1.36M ﹤0.01%
100,497
-714
-0.7% -$9.34K
DNB
1911
DELISTED
Dun & Bradstreet
DNB
$1.36M ﹤0.01%
11,495
+8,880
+340% +$1.05M
AEG icon
1912
Aegon
AEG
$14B
$1.35M ﹤0.01%
264,260
+226,607
+602% +$1.1M
ZUMZ icon
1913
Zumiez
ZUMZ
$332M
$1.35M ﹤0.01%
65,123
+2,313
+4% +$44.3K
LKM
1914
DELISTED
Link Motion Inc.
LKM
$1.35M ﹤0.01%
336,361
+73,954
+28% +$288K
KRG icon
1915
Kite Realty
KRG
$5.81B
$1.35M ﹤0.01%
68,907
-20,229
-23% -$394K
RNG icon
1916
RingCentral
RNG
$4.66B
$1.35M ﹤0.01%
27,849
-3,844
-12% -$175K
ARII
1917
DELISTED
American Railcar Industries, Inc.
ARII
$1.34M ﹤0.01%
32,288
+6,264
+24% +$247K
EEFT icon
1918
Euronet Worldwide
EEFT
$2.72B
$1.34M ﹤0.01%
15,871
+9,240
+139% +$855K
CUB
1919
DELISTED
Cubic Corporation
CUB
$1.34M ﹤0.01%
+22,673
New +$1.28M
NVRI icon
1920
Enviri
NVRI
$623M
$1.33M ﹤0.01%
+71,511
New +$1.38M
FDUS icon
1921
Fidus Investment
FDUS
$749M
$1.33M ﹤0.01%
87,742
+6,484
+8% +$104K
BPL
1922
DELISTED
Buckeye Partners, L.P.
BPL
$1.33M ﹤0.01%
26,815
-696
-3% -$35.3K
VNET
1923
VNET Group
VNET
$2.04B
$1.32M ﹤0.01%
165,966
+52,720
+47% +$384K
AM icon
1924
Antero Midstream
AM
$10.4B
$1.32M ﹤0.01%
67,014
+6,352
+10% +$118K
AJRD
1925
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$1.32M ﹤0.01%
42,406
+36,451
+612% +$1.15M
75 76
77
78 79

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.