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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDP icon
1901
COPT Defense Properties
CDP
$4.3B
$1.38M ﹤0.01%
41,858
-7,554
-15% -$252K
DST
1902
DELISTED
DST Systems Inc.
DST
$1.37M ﹤0.01%
24,954
+4,764
+24% +$261K
FRED
1903
DELISTED
Fred's Inc
FRED
$1.36M ﹤0.01%
211,968
+39,259
+23% +$257K
PGTI
1904
DELISTED
PGT, Inc.
PGTI
$1.36M ﹤0.01%
91,321
-91,155
-50% -$1.21M
UPBD icon
1905
Upbound Group
UPBD
$1.13B
$1.36M ﹤0.01%
118,691
-101,279
-46% -$1.25M
GTY
1906
Getty Realty Corp
GTY
$2.11B
$1.35M ﹤0.01%
47,325
+3,691
+8% +$97.8K
GEO icon
1907
The GEO Group
GEO
$4.13B
$1.35M ﹤0.01%
50,153
-123,643
-71% -$3.42M
AORT icon
1908
Artivion
AORT
$1.3B
$1.35M ﹤0.01%
59,391
+4,369
+8% +$88.1K
AXS icon
1909
AXIS Capital
AXS
$7.68B
$1.35M ﹤0.01%
23,501
-28,458
-55% -$1.76M
DNOW icon
1910
DNOW Inc
DNOW
$2.58B
$1.34M ﹤0.01%
97,264
+7,354
+8% +$100K
CMBS icon
1911
iShares CMBS ETF
CMBS
$474M
$1.34M ﹤0.01%
26,004
+521
+2% +$27K
MAG
1912
DELISTED
MAG Silver
MAG
$1.34M ﹤0.01%
119,324
+30,434
+34% +$384K
CORE
1913
DELISTED
Core Mark Holding Co., Inc.
CORE
$1.34M ﹤0.01%
41,665
+7,226
+21% +$226K
TCBK icon
1914
TriCo Bancshares
TCBK
$1.84B
$1.34M ﹤0.01%
32,849
-15
-0% -$541
TROX icon
1915
Tronox
TROX
$932M
$1.34M ﹤0.01%
63,413
-45,553
-42% -$903K
MRVL icon
1916
Marvell Technology
MRVL
$168B
$1.34M ﹤0.01%
74,799
-145,166
-66% -$2.42M
DEX
1917
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.34M ﹤0.01%
112,827
-26,452
-19% -$306K
BSFT
1918
DELISTED
BroadSoft, Inc.
BSFT
$1.34M ﹤0.01%
26,607
-4,254
-14% -$194K
OTTR icon
1919
Otter Tail
OTTR
$3.71B
$1.34M ﹤0.01%
30,818
-1,896
-6% -$78.4K
TGNA
1920
DELISTED
TEGNA Inc
TGNA
$1.34M ﹤0.01%
100,229
-29,205
-23% -$392K
BRCD
1921
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1.33M ﹤0.01%
111,762
-124,490
-53% -$1.54M
MYF
1922
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$1.33M ﹤0.01%
86,801
-4,417
-5% -$70.4K
KFY icon
1923
Korn Ferry
KFY
$4.18B
$1.33M ﹤0.01%
33,688
+5,301
+19% +$183K
ATRS
1924
DELISTED
Antares Pharma, Inc.
ATRS
$1.33M ﹤0.01%
408,944
+4,969
+1% +$15.3K
RNG icon
1925
RingCentral
RNG
$4.66B
$1.32M ﹤0.01%
31,693
-4,592
-13% -$176K
75 76
77
78 79

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.