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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSNI
1901
DELISTED
Silver Spring Networks, Inc.
SSNI
$1.39M ﹤0.01%
122,727
+19,521
+19% +$240K
PTC icon
1902
PTC
PTC
$16.2B
$1.39M ﹤0.01%
26,347
-457
-2% -$24.2K
WDFC icon
1903
WD-40
WDFC
$3.05B
$1.38M ﹤0.01%
12,677
-1,200
-9% -$131K
CWST icon
1904
Casella Waste Systems
CWST
$5.85B
$1.37M ﹤0.01%
97,058
-14,574
-13% -$181K
MANT
1905
DELISTED
Mantech International Corp
MANT
$1.37M ﹤0.01%
39,562
-20,522
-34% -$783K
MVT
1906
DELISTED
BlackRock MuniVest Fund II
MVT
$1.37M ﹤0.01%
89,695
-6,583
-7% -$103K
RNP icon
1907
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
$1.37M ﹤0.01%
70,787
-10,601
-13% -$207K
TAST
1908
DELISTED
Carrols Restaurant Group, Inc.
TAST
$1.36M ﹤0.01%
96,546
-1,440
-1% -$21.5K
TSE
1909
DELISTED
Trinseo
TSE
$1.36M ﹤0.01%
20,278
+2,120
+12% +$142K
ACIA
1910
DELISTED
Acacia Communications Inc
ACIA
$1.36M ﹤0.01%
23,193
+10,155
+78% +$589K
EMF
1911
Templeton Emerging Markets Fund
EMF
$320M
$1.36M ﹤0.01%
96,852
+10,139
+12% +$134K
MUX icon
1912
McEwen Inc
MUX
$1.07B
$1.36M ﹤0.01%
44,662
+50
+0.1% +$1.8K
WGO icon
1913
Winnebago Industries
WGO
$885M
$1.35M ﹤0.01%
46,299
+4,538
+11% +$145K
GTY
1914
Getty Realty Corp
GTY
$2.1B
$1.35M ﹤0.01%
53,544
-6,856
-11% -$176K
FRO icon
1915
Frontline
FRO
$8.88B
$1.35M ﹤0.01%
200,469
+8,944
+5% +$62.5K
CNOB icon
1916
Center Bancorp
CNOB
$1.68B
$1.35M ﹤0.01%
55,677
+6,476
+13% +$160K
RYAM icon
1917
Rayonier Advanced Materials
RYAM
$608M
$1.35M ﹤0.01%
100,367
-16,490
-14% -$231K
HTLF
1918
DELISTED
Heartland Financial USA, Inc.
HTLF
$1.35M ﹤0.01%
27,014
+296
+1% +$14.3K
BCH icon
1919
Banco de Chile
BCH
$21B
$1.35M ﹤0.01%
58,764
-12,805
-18% -$294K
TS icon
1920
Tenaris
TS
$28.9B
$1.35M ﹤0.01%
39,399
-31,700
-45% -$1.08M
FSS icon
1921
Federal Signal
FSS
$7.88B
$1.34M ﹤0.01%
97,501
+33,377
+52% +$503K
TRTN
1922
DELISTED
Triton International Limited
TRTN
$1.34M ﹤0.01%
52,176
+30,719
+143% +$714K
HMY icon
1923
Harmony Gold Mining
HMY
$10.3B
$1.34M ﹤0.01%
547,607
-40,720
-7% -$102K
NWN icon
1924
Northwest Natural Holdings
NWN
$2.06B
$1.34M ﹤0.01%
+22,722
New +$1.34M
AAOI icon
1925
Applied Optoelectronics
AAOI
$8.84B
$1.34M ﹤0.01%
23,895
-31,202
-57% -$1.23M
75 76
77
78 79

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.