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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCJ icon
1901
Cameco
CCJ
$42.4B
$1.45M ﹤0.01%
138,879
-68,897
-33% -$622K
OTTR icon
1902
Otter Tail
OTTR
$3.94B
$1.45M ﹤0.01%
35,591
+8,918
+33% +$332K
SVU
1903
DELISTED
SUPERVALU Inc.
SVU
$1.45M ﹤0.01%
44,329
+22,281
+101% +$740K
NPTN
1904
DELISTED
NEOPHOTONICS CORP
NPTN
$1.45M ﹤0.01%
133,931
+34,262
+34% +$457K
CHE icon
1905
Chemed
CHE
$7.22B
$1.45M ﹤0.01%
9,010
-6,817
-43% -$1M
DXPE icon
1906
DXP Enterprises
DXPE
$2.98B
$1.45M ﹤0.01%
+41,625
New +$1.23M
TY icon
1907
TRI-Continental Corp
TY
$1.9B
$1.44M ﹤0.01%
65,351
+5,306
+9% +$114K
TM icon
1908
Toyota
TM
$225B
$1.44M ﹤0.01%
12,287
-21,247
-63% -$2.48M
JTA
1909
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$1.44M ﹤0.01%
126,666
+33,989
+37% +$388K
TXNM
1910
TXNM Energy Inc
TXNM
$5.94B
$1.43M ﹤0.01%
41,753
-34,897
-46% -$1.13M
TD icon
1911
Toronto Dominion Bank
TD
$200B
$1.43M ﹤0.01%
28,994
+15,269
+111% +$714K
XLF icon
1912
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$1.43M ﹤0.01%
+61,417
New +$1.32M
ACHC icon
1913
Acadia Healthcare
ACHC
$2.94B
$1.43M ﹤0.01%
43,088
+37,243
+637% +$1.45M
BGC
1914
DELISTED
General Cable Corporation
BGC
$1.42M ﹤0.01%
+74,767
New +$1.26M
ORAN
1915
DELISTED
Orange
ORAN
$1.42M ﹤0.01%
93,996
-88,289
-48% -$1.32M
CHL
1916
DELISTED
China Mobile Limited
CHL
$1.42M ﹤0.01%
27,081
-4,269
-14% -$240K
ENBL
1917
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$1.42M ﹤0.01%
90,108
+17,409
+24% +$270K
PEI
1918
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$1.42M ﹤0.01%
4,979
-2,620
-34% -$783K
SCCO icon
1919
Southern Copper
SCCO
$166B
$1.41M ﹤0.01%
47,725
-9,669
-17% -$272K
SJNK icon
1920
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$1.41M ﹤0.01%
51,058
+4,061
+9% +$112K
CNXM
1921
DELISTED
CNX Midstream Partners LP
CNXM
$1.41M ﹤0.01%
59,763
+15,937
+36% +$336K
DCP
1922
DELISTED
DCP Midstream, LP
DCP
$1.41M ﹤0.01%
36,614
-17,061
-32% -$596K
IDA icon
1923
Idacorp
IDA
$8.2B
$1.4M ﹤0.01%
17,417
-14,713
-46% -$1.13M
BSFT
1924
DELISTED
BroadSoft, Inc.
BSFT
$1.4M ﹤0.01%
34,043
+5,851
+21% +$250K
CUBI icon
1925
Customers Bancorp
CUBI
$2.77B
$1.4M ﹤0.01%
+39,108
New +$1.16M
75 76
77
78 79

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.