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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXCM icon
1901
DexCom
DXCM
$31.2B
$1.32M ﹤0.01%
60,076
+11,484
+24% +$256K
GVA icon
1902
Granite Construction
GVA
$5.4B
$1.31M ﹤0.01%
26,412
-696
-3% -$33.8K
HVT icon
1903
Haverty Furniture Companies
HVT
$465M
$1.31M ﹤0.01%
+65,518
New +$1.28M
BSFT
1904
DELISTED
BroadSoft, Inc.
BSFT
$1.31M ﹤0.01%
28,192
+1,912
+7% +$85.3K
SIGI icon
1905
Selective Insurance
SIGI
$5.76B
$1.31M ﹤0.01%
32,875
-9,067
-22% -$356K
USA icon
1906
Liberty All-Star Equity Fund
USA
$1.84B
$1.31M ﹤0.01%
252,275
+43,627
+21% +$225K
LMNX
1907
DELISTED
Luminex Corp
LMNX
$1.31M ﹤0.01%
57,491
-1,544
-3% -$33.6K
SXT icon
1908
Sensient Technologies
SXT
$5.54B
$1.3M ﹤0.01%
17,200
+2,237
+15% +$164K
HZO icon
1909
MarineMax
HZO
$793M
$1.3M ﹤0.01%
62,129
-7,979
-11% -$157K
SJNK icon
1910
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$1.3M ﹤0.01%
46,997
+2,862
+6% +$78.2K
PGND
1911
DELISTED
PRESS GANEY HOLDINGS INC COM STK (DE)
PGND
$1.3M ﹤0.01%
+32,200
New +$1.3M
MVT
1912
DELISTED
BlackRock MuniVest Fund II
MVT
$1.3M ﹤0.01%
+75,621
New +$1.33M
RRX icon
1913
Regal Rexnord
RRX
$12.2B
$1.3M ﹤0.01%
21,773
-6,471
-23% -$389K
FTAI icon
1914
FTAI Aviation
FTAI
$23B
$1.29M ﹤0.01%
121,095
-3,992
-3% -$38.9K
ANIP icon
1915
ANI Pharmaceuticals
ANIP
$1.82B
$1.29M ﹤0.01%
19,480
-2,114
-10% -$132K
NWBI icon
1916
Northwest Bancshares
NWBI
$2.34B
$1.29M ﹤0.01%
82,304
-5,916
-7% -$89.9K
AXTA icon
1917
Axalta
AXTA
$8.15B
$1.29M ﹤0.01%
45,543
-30,906
-40% -$865K
SNBR
1918
DELISTED
Sleep Number
SNBR
$1.29M ﹤0.01%
59,590
-6,475
-10% -$159K
FDUS icon
1919
Fidus Investment
FDUS
$764M
$1.29M ﹤0.01%
81,723
+12,108
+17% +$191K
FSD
1920
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.29M ﹤0.01%
82,532
+2,918
+4% +$45K
SLCA
1921
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$1.29M ﹤0.01%
27,626
-9,796
-26% -$382K
UFI icon
1922
UNIFI
UFI
$123M
$1.28M ﹤0.01%
43,665
-3,304
-7% -$89.9K
DATA
1923
DELISTED
Tableau Software, Inc.
DATA
$1.28M ﹤0.01%
23,256
+1,907
+9% +$105K
MBUU icon
1924
Malibu Boats
MBUU
$575M
$1.28M ﹤0.01%
86,210
-1,491
-2% -$20.4K
TY icon
1925
TRI-Continental Corp
TY
$1.9B
$1.28M ﹤0.01%
60,045
-722
-1% -$15.3K
75 76
77
78 79

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.