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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNI
1901
DELISTED
Dividend and Income Fund
DNI
$1.26M ﹤0.01%
112,924
+9,757
+9% +$101K
SABR icon
1902
Sabre
SABR
$886M
$1.26M ﹤0.01%
43,502
-6,460
-13% -$172K
STAY
1903
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$1.25M ﹤0.01%
76,900
+3,172
+4% +$44.2K
KOPN icon
1904
Kopin
KOPN
$756M
$1.25M ﹤0.01%
753,975
-156,573
-17% -$299K
ETP
1905
DELISTED
Energy Transfer Partners L.p.
ETP
$1.25M ﹤0.01%
38,707
-11,608
-23% -$323K
VRTU
1906
DELISTED
Virtusa Corporation
VRTU
$1.25M ﹤0.01%
33,317
-6,982
-17% -$265K
CBL
1907
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.25M ﹤0.01%
104,897
+5,842
+6% +$66.1K
CBA
1908
DELISTED
ClearBridge American Energy MLP
CBA
$1.25M ﹤0.01%
178,470
+4,373
+3% +$27.8K
CAE icon
1909
CAE Inc. Common Shares
CAE
$8.61B
$1.25M ﹤0.01%
107,300
+91,300
+571% +$988K
TBHC
1910
DELISTED
The Brand House Collective
TBHC
$1.25M ﹤0.01%
71,169
+10,648
+18% +$149K
GMED icon
1911
Globus Medical
GMED
$11B
$1.25M ﹤0.01%
52,427
-178,755
-77% -$4.37M
FLEX icon
1912
Flex
FLEX
$45.3B
$1.24M ﹤0.01%
136,840
+112,111
+453% +$901K
RLI icon
1913
RLI Corp
RLI
$5.91B
$1.24M ﹤0.01%
37,220
-8,290
-18% -$261K
BC icon
1914
Brunswick
BC
$5.28B
$1.24M ﹤0.01%
25,930
+1,597
+7% +$69.1K
WNC icon
1915
Wabash National
WNC
$512M
$1.24M ﹤0.01%
94,102
-5,181
-5% -$60.5K
HOPE icon
1916
Hope Bancorp
HOPE
$1.78B
$1.24M ﹤0.01%
81,669
-21,088
-21% -$316K
GVA icon
1917
Granite Construction
GVA
$5.32B
$1.24M ﹤0.01%
25,938
+8,944
+53% +$364K
MRCY icon
1918
Mercury Systems
MRCY
$6.53B
$1.24M ﹤0.01%
61,050
-1,542
-2% -$27K
HRC
1919
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$1.24M ﹤0.01%
24,624
-1,294
-5% -$61.1K
FLOW
1920
DELISTED
SPX FLOW, Inc.
FLOW
$1.23M ﹤0.01%
49,195
+1,901
+4% +$41.5K
TCF
1921
DELISTED
TCF Financial Corporation Common Stock
TCF
$1.23M ﹤0.01%
34,529
+20,829
+152% +$694K
NBR icon
1922
Nabors Industries
NBR
$1.23B
$1.23M ﹤0.01%
2,677
-1,376
-34% -$511K
CAB
1923
DELISTED
Cabela's Inc
CAB
$1.23M ﹤0.01%
25,264
+4,410
+21% +$198K
SF
1924
Stifel
SF
$12.6B
$1.22M ﹤0.01%
92,349
+15,035
+19% +$214K
BSFT
1925
DELISTED
BroadSoft, Inc.
BSFT
$1.22M ﹤0.01%
30,116
-9,331
-24% -$316K
75 76
77
78 79

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.