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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$629M
Cap. Flow %
1.83%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGAL icon
1901
Galicia Financial Group
GGAL
$7.52B
$1.37M ﹤0.01%
50,755
+444
+0.9% +$10.7K
AAON icon
1902
Aaon
AAON
$7.55B
$1.37M ﹤0.01%
+88,668
New +$1.34M
TGTX icon
1903
TG Therapeutics
TGTX
$7.65B
$1.37M ﹤0.01%
114,924
-3,430
-3% -$43.3K
DHG
1904
DELISTED
Deutsche High Incm Opportunities
DHG
$1.37M ﹤0.01%
105,094
+2,198
+2% +$29.2K
ENV
1905
DELISTED
ENVESTNET, INC.
ENV
$1.37M ﹤0.01%
45,933
-251
-0.5% -$7.73K
HPP
1906
Hudson Pacific Properties
HPP
$784M
$1.37M ﹤0.01%
6,954
-6,086
-47% -$1.22M
BRSL
1907
Brightstar Lottery PLC
BRSL
$2.05B
$1.37M ﹤0.01%
84,373
+33,469
+66% +$535K
PENN icon
1908
PENN Entertainment
PENN
$2.72B
$1.36M ﹤0.01%
85,222
+74,266
+678% +$1.25M
FOE
1909
DELISTED
Ferro Corporation
FOE
$1.36M ﹤0.01%
122,265
-7,096
-5% -$84.1K
AAOI icon
1910
Applied Optoelectronics
AAOI
$11.3B
$1.36M ﹤0.01%
79,203
+1,986
+3% +$36K
RIT
1911
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$1.36M ﹤0.01%
103,955
-28,141
-21% -$361K
CNOB icon
1912
Center Bancorp
CNOB
$1.79B
$1.35M ﹤0.01%
72,273
-7,658
-10% -$141K
SJI
1913
DELISTED
South Jersey Industries, Inc.
SJI
$1.35M ﹤0.01%
57,362
-1,615
-3% -$39.6K
CFNL
1914
DELISTED
Cardinal Financial Corp
CFNL
$1.35M ﹤0.01%
59,307
+44,501
+301% +$1.05M
FFIN icon
1915
First Financial Bankshares
FFIN
$4.95B
$1.35M ﹤0.01%
+89,382
New +$1.48M
UGP icon
1916
Ultrapar
UGP
$6.78B
$1.35M ﹤0.01%
176,912
+11,174
+7% +$96.2K
UTI icon
1917
Universal Technical Institute
UTI
$1.56B
$1.35M ﹤0.01%
+289,164
New +$1.34M
NNY icon
1918
Nuveen New York Municipal Value Fund
NNY
$157M
$1.34M ﹤0.01%
133,673
+156
+0.1% +$1.53K
SGRY icon
1919
Surgery Partners
SGRY
$1.99B
$1.34M ﹤0.01%
+65,501
New +$1.25M
VISN
1920
Vistance Networks Inc
VISN
$2.38B
$1.34M ﹤0.01%
51,799
+13,477
+35% +$388K
PPLI
1921
People Inc
PPLI
$3.21B
$1.34M ﹤0.01%
124,901
+78,739
+171% +$912K
EXPO icon
1922
Exponent
EXPO
$3.22B
$1.34M ﹤0.01%
+53,542
New +$1.36M
MSEX icon
1923
Middlesex Water
MSEX
$1.08B
$1.34M ﹤0.01%
50,367
-12,064
-19% -$308K
AMCC
1924
DELISTED
Applied Micro Circuits Corporation New
AMCC
$1.33M ﹤0.01%
209,118
-53,225
-20% -$359K
CACI icon
1925
CACI
CACI
$13.9B
$1.33M ﹤0.01%
14,323
-6,587
-32% -$611K
75 76
77
78 79

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.