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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAG icon
1901
IAMGOLD
IAG
$9.27B
$1.66M ﹤0.01%
601,400
+123,105
+26% +$454K
IRBT
1902
DELISTED
iRobot
IRBT
$1.66M ﹤0.01%
54,492
-1,706
-3% -$58.4K
MWW
1903
DELISTED
Monster Worldwide Inc
MWW
$1.66M ﹤0.01%
301,742
-6,681
-2% -$39.8K
TCBK icon
1904
TriCo Bancshares
TCBK
$1.84B
$1.66M ﹤0.01%
73,341
-18,064
-20% -$415K
ZEUS
1905
DELISTED
Olympic Steel
ZEUS
$1.66M ﹤0.01%
80,623
-1,763
-2% -$40.9K
MN
1906
DELISTED
MANNING & NAPIER, INC.
MN
$1.66M ﹤0.01%
98,785
-29,008
-23% -$507K
PEGI
1907
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1.66M ﹤0.01%
53,631
+8,507
+19% +$270K
CALY
1908
Callaway Golf Company
CALY
$3.1B
$1.66M ﹤0.01%
228,955
-32,698
-12% -$257K
FRED
1909
DELISTED
Fred's Inc
FRED
$1.65M ﹤0.01%
118,102
-2,553
-2% -$39.1K
MRD
1910
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$1.65M ﹤0.01%
+60,848
New +$1.58M
NNY icon
1911
Nuveen New York Municipal Value Fund
NNY
$156M
$1.65M ﹤0.01%
169,709
+7,514
+5% +$73.6K
SID icon
1912
Companhia Siderúrgica Nacional
SID
$1.25B
$1.65M ﹤0.01%
463,997
-1,437,729
-76% -$6.6M
NMBL
1913
DELISTED
Nimble Storage, Inc.
NMBL
$1.64M ﹤0.01%
63,316
-6,799
-10% -$185K
VBF icon
1914
Invesco Bond Fund
VBF
$169M
$1.64M ﹤0.01%
88,373
-16,864
-16% -$318K
HI
1915
DELISTED
Hillenbrand
HI
$1.64M ﹤0.01%
53,077
-12,911
-20% -$413K
LHCG
1916
DELISTED
LHC Group LLC
LHCG
$1.64M ﹤0.01%
70,519
+1,160
+2% +$27.4K
CSV icon
1917
Carriage Services
CSV
$587M
$1.64M ﹤0.01%
94,361
-33,827
-26% -$593K
PGI
1918
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
$1.63M ﹤0.01%
136,370
-29,628
-18% -$387K
UFPI icon
1919
UFP Industries
UFPI
$5.19B
$1.63M ﹤0.01%
114,297
+2,352
+2% +$36.3K
SSB icon
1920
SouthState Bank Corp
SSB
$10.5B
$1.63M ﹤0.01%
+29,085
New +$1.72M
GFI icon
1921
Gold Fields
GFI
$33.4B
$1.62M ﹤0.01%
416,155
-79,887
-16% -$330K
MBUU icon
1922
Malibu Boats
MBUU
$562M
$1.62M ﹤0.01%
87,640
-25,736
-23% -$508K
EVJ
1923
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
$1.62M ﹤0.01%
131,866
-4,642
-3% -$57.5K
CPE
1924
DELISTED
Callon Petroleum Company
CPE
$1.62M ﹤0.01%
18,345
-2,619
-12% -$266K
LKFN icon
1925
Lakeland Financial Corp
LKFN
$1.55B
$1.61M ﹤0.01%
64,404
-18,822
-23% -$478K
75 76
77
78 79

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.