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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1901
Interactive Brokers
IBKR
$38.8B
| $1.35M | ﹤0.01% |
286,916
-4,160
| -1% | -$17.9K |
|
1902
Virtus Investment Partners
VRTS
$1.09B
| $1.34M | ﹤0.01% |
8,266
+1,071
| +15% | +$194K |
|
1903
Sonida Senior Living
SNDA
$1.91B
| $1.34M | ﹤0.01% |
4,231
+1,479
| +54% | +$501K |
|
|
AOI
1904
DELISTED
Alliance One International
AOI
| $1.34M | ﹤0.01% |
46,009
+4,249
| +10% | +$143K |
|
1905
AXIS Capital
AXS
$7.62B
| $1.34M | ﹤0.01% |
30,898
+977
| +3% | +$43.1K |
|
|
BCOV
1906
DELISTED
Brightcove, Inc.
BCOV
| $1.34M | ﹤0.01% |
118,933
+9,225
| +8% | +$93K |
|
|
BRS
1907
DELISTED
Bristow Group, Inc.
BRS
| $1.34M | ﹤0.01% |
18,387
-1,014
| -5% | -$69.6K |
|
|
ININ
1908
DELISTED
Interactive Intelligence Group, inc.
ININ
| $1.34M | ﹤0.01% |
21,075
+3,083
| +17% | +$181K |
|
1909
Bloomin' Brands
BLMN
$931M
| $1.34M | ﹤0.01% |
56,078
+29,196
| +109% | +$699K |
|
1910
Pathward Financial
CASH
$1.86B
| $1.33M | ﹤0.01% |
+105,477
| New | +$1.12M |
|
1911
Watsco Inc
WSO
$13.2B
| $1.33M | ﹤0.01% |
14,139
+5,463
| +63% | +$500K |
|
1912
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.18B
| $1.33M | ﹤0.01% |
50,934
-11,842
| -19% | -$303K |
|
1913
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
| $1.33M | ﹤0.01% |
48,735
-11,352
| -19% | -$308K |
|
1914
Super Micro Computer
SMCI
$19B
| $1.33M | ﹤0.01% |
980,700
+79,500
| +9% | +$100K |
|
1915
ScottsMiracle-Gro
SMG
$3.61B
| $1.33M | ﹤0.01% |
24,128
-4,147
| -15% | -$218K |
|
|
SPRD
1916
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
| $1.33M | ﹤0.01% |
43,558
+10,809
| +33% | +$320K |
|
1917
Centene
CNC
$31.7B
| $1.32M | ﹤0.01% |
82,848
-43,732
| -35% | -$630K |
|
|
SEP
1918
DELISTED
Spectra Engy Parters Lp
SEP
| $1.32M | ﹤0.01% |
+30,182
| New | +$1.31M |
|
|
ODP
1919
DELISTED
ODP
ODP
| $1.32M | ﹤0.01% |
27,379
+19,697
| +256% | +$849K |
|
|
LMNX
1920
DELISTED
Luminex Corp
LMNX
| $1.32M | ﹤0.01% |
66,167
+9,713
| +17% | +$207K |
|
|
RRTS
1921
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
| $1.32M | ﹤0.01% |
1,874
+470
| +33% | +$336K |
|
|
TNGO
1922
DELISTED
Tangoe, Inc.
TNGO
| $1.32M | ﹤0.01% |
55,389
-9,506
| -15% | -$185K |
|
1923
First Majestic Silver
AG
$8.52B
| $1.32M | ﹤0.01% |
111,161
-73,316
| -40% | -$958K |
|
|
SVU
1924
DELISTED
SUPERVALU Inc.
SVU
| $1.32M | ﹤0.01% |
22,872
+19,491
| +576% | +$1.03M |
|
|
EJ
1925
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
| $1.32M | ﹤0.01% |
154,776
+39,799
| +35% | +$231K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.