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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMPR icon
1876
Kemper
KMPR
$1.7B
– –
-4,628
Closed -$223K
KNF icon
1877
Knife River
KNF
$3.8B
– –
-71,627
Closed -$3.12M
KTB icon
1878
Kontoor Brands
KTB
$4.29B
– –
-7,031
Closed -$296K
LAZ icon
1879
Lazard
LAZ
$4.31B
– –
-7,526
Closed -$241K
MFIC icon
1880
MidCap Financial Investment
MFIC
$815M
– –
-21,299
Closed -$268K
MGEE icon
1881
MGE Energy Inc
MGEE
$3.08B
– –
-14,723
Closed -$1.16M
MMI icon
1882
Marcus & Millichap
MMI
$1.2B
– –
-7,721
Closed -$243K
NEWT icon
1883
NewtekOne
NEWT
$391M
– –
-10,799
Closed -$172K
NINE
1884
DELISTED
Nine Energy Service
NINE
– –
-30,803
Closed -$118K
NMAI icon
1885
Nuveen Multi-Asset Income Fund
NMAI
$484M
– –
-13,699
Closed -$160K
NMFC icon
1886
New Mountain Finance
NMFC
$732M
– –
-21,598
Closed -$269K
NTCT icon
1887
NETSCOUT
NTCT
$2.79B
– –
-26,731
Closed -$827K
NWS icon
1888
News Corp Class B
NWS
$17.6B
– –
-11,163
Closed -$220K
NX icon
1889
Quanex
NX
$1B
– –
-18,870
Closed -$507K
ACH
1890
Accendra Health
ACH
$227M
– –
-10,306
Closed -$196K
OPI
1891
DELISTED
Office Properties Income Trust
OPI
– –
-11,140
Closed -$85.8K
OZK icon
1892
Bank OZK
OZK
$5.63B
– –
-5,592
Closed -$225K
PATK icon
1893
Patrick Industries
PATK
$2.95B
– –
-15,569
Closed -$830K
PBH icon
1894
Prestige Consumer Healthcare
PBH
$2.61B
– –
-4,266
Closed -$254K
PCOR icon
1895
Procore
PCOR
$8.73B
– –
-5,066
Closed -$330K
PCRX icon
1896
Pacira BioSciences
PCRX
$1.01B
– –
-47,229
Closed -$1.89M
PETS icon
1897
PetMed Express
PETS
$42.5M
– –
-43,726
Closed -$603K
PULS icon
1898
PGIM Ultra Short Bond ETF
PULS
$18.3B
– –
-23,764
Closed -$1.17M
QGEN icon
1899
Qiagen
QGEN
$8.73B
– –
-6,028
Closed -$288K
QLTA icon
1900
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.23B
– –
-22,503
Closed -$1.06M
74 75
76
77 78

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.