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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADPT icon
1876
Adaptive Biotechnologies
ADPT
$3.97B
$98.4K ﹤0.01%
+11,140
New +$98.2K
ARBGW
1877
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$95.9K ﹤0.01%
958,831
– –
DCH
1878
Dauch Corp
DCH
$1.51B
$95.4K ﹤0.01%
12,212
+1,594
+15% +$13.7K
NXDR
1879
Nextdoor Holdings
NXDR
$986M
$89K ﹤0.01%
41,396
+18,626
+82% +$39.8K
SI
1880
DELISTED
Silvergate Capital Corporation
SI
$88.8K ﹤0.01%
54,834
+2,723
+5% +$29.6K
NSLR
1881
Neostellar Capital Corp
NSLR
$254M
$88.7K ﹤0.01%
24,510
-135
-0.5% -$519
DBI icon
1882
Designer Brands
DBI
$333M
$88.7K ﹤0.01%
+10,145
New +$97.3K
DNA icon
1883
Ginkgo Bioworks
DNA
$521M
$87.4K ﹤0.01%
+1,643
New +$104K
UA icon
1884
Under Armour Class C
UA
$2.53B
$87.4K ﹤0.01%
+10,243
New +$94.2K
TDAY
1885
USA Today Co
TDAY
$1.06B
$86.9K ﹤0.01%
46,461
+7,391
+19% +$17.3K
GEO icon
1886
The GEO Group
GEO
$4.04B
$85.1K ﹤0.01%
+10,789
New +$106K
CNSL
1887
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$82.7K ﹤0.01%
32,042
+4,661
+17% +$16.7K
ONL
1888
Orion Office REIT
ONL
$160M
$80.1K ﹤0.01%
+11,948
New +$97.1K
CHS
1889
DELISTED
Chicos FAS, Inc.
CHS
$79.9K ﹤0.01%
14,520
+1,920
+15% +$10.2K
PBI icon
1890
Pitney Bowes
PBI
$2.39B
$79.6K ﹤0.01%
20,475
+3,583
+21% +$15.1K
EDD
1891
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$77.1K ﹤0.01%
17,067
+3,137
+23% +$14.3K
ICL icon
1892
ICL Group
ICL
$6.85B
$76.9K ﹤0.01%
+11,309
New +$83.5K
BDN
1893
Brandywine Realty Trust
BDN
$554M
$75.9K ﹤0.01%
16,043
-120
-0.7% -$704
WAVC.WS
1894
DELISTED
Waverley Capital Acquisition Corp. 1 Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
WAVC.WS
$75.1K ﹤0.01%
834,414
– –
DNA.WS
1895
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$71.9K ﹤0.01%
399,600
+7,198
+2% +$1.65K
AWP
1896
abrdn Global Premier Properties Fund
AWP
$367M
$71.2K ﹤0.01%
5,762
+378
+7% +$4.75K
NRO
1897
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$70K ﹤0.01%
23,825
+2,345
+11% +$7.5K
SRTA
1898
Strata Critical Medical Inc
SRTA
$512M
$42.2K ﹤0.01%
+12,491
New +$50.9K
BWCAW
1899
DELISTED
Blue Whale Acquisition Corp I Warrant
BWCAW
$41.8K ﹤0.01%
499,020
+5,724
+1% +$891
UNIT
1900
Uniti Group
UNIT
$2.32B
$40.9K ﹤0.01%
+11,510
New +$61K
74 75
76
77 78

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.