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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYH icon
1876
Community Health Systems
CYH
$423M
$35K ﹤0.01%
16,505
-18,445
-53% -$61.1K
FSP
1877
Franklin Street Properties
FSP
$46.8M
$33K ﹤0.01%
12,415
-15,239
-55% -$50.3K
NXDR
1878
Nextdoor Holdings
NXDR
$986M
$31K ﹤0.01%
+11,039
New +$36.4K
DHC
1879
Diversified Healthcare Trust
DHC
$2.14B
$25K ﹤0.01%
25,921
-30,905
-54% -$49.5K
DBD
1880
DELISTED
Diebold Nixdorf Incorporated
DBD
$25K ﹤0.01%
10,420
-12,443
-54% -$41.5K
TCRR
1881
DELISTED
TCR2 Therapeutics Inc. Common Stock
TCRR
$19K ﹤0.01%
10,622
-67
-0.6% -$194
GTPBW
1882
DELISTED
Gores Technology Partners II, Inc. Warrant
GTPBW
$18K ﹤0.01%
114,941
-685,057
-86% -$172K
SENS icon
1883
Senseonics Holdings Inc
SENS
$366M
$16K ﹤0.01%
587
– –
GTPAW
1884
DELISTED
Gores Technology Partners, Inc. Warrant
GTPAW
$16K ﹤0.01%
104,894
-375,103
-78% -$94.8K
ARBGW
1885
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$15K ﹤0.01%
376,199
-595,532
-61% -$44.7K
GSEVW
1886
DELISTED
Gores Holdings VII, Inc. Warrant
GSEVW
$10K ﹤0.01%
125,627
-374,370
-75% -$91.5K
COLIW
1887
DELISTED
Colicity Inc. Warrant
COLIW
$8K ﹤0.01%
175,086
– –
LITTW
1888
DELISTED
Logistics Innovation Technologies Corp. Warrant
LITTW
$5K ﹤0.01%
91,646
-1,241,685
-93% -$158K
MSDAW
1889
DELISTED
MSD Acquisition Corp. Warrant
MSDAW
$5K ﹤0.01%
59,210
-449,810
-88% -$98.8K
HYT.RT
1890
DELISTED
BlackRock Corporate High Yield Fund, Inc. Rights (expiring October 13, 2022)
HYT.RT
$4K ﹤0.01%
+2,059,751
New +$11.7K
RXRAW
1891
DELISTED
RXR Acquisition Corp. Warrants to purchase Class A common stock
RXRAW
$1K ﹤0.01%
88,810
-592,707
-87% -$61.6K
AAT
1892
American Assets Trust
AAT
$1.4B
– –
-228,775
Closed -$6.79M
ABM icon
1893
ABM Industries
ABM
$2.84B
– –
-6,422
Closed -$279K
ACLS icon
1894
Axcelis
ACLS
$4.33B
– –
-4,697
Closed -$258K
ADEA icon
1895
Adeia
ADEA
$3.11B
– –
-165,674
Closed -$632K
AGCO icon
1896
AGCO
AGCO
$7.2B
– –
-3,107
Closed -$307K
AGD
1897
abrdn Global Dynamic Dividend Fund
AGD
$320M
– –
-14,269
Closed -$134K
AIR icon
1898
AAR Corp
AIR
$5.76B
– –
-8,942
Closed -$374K
AMCX icon
1899
AMC Global Media
AMCX
$489M
– –
-7,557
Closed -$220K
AMSF icon
1900
AMERISAFE
AMSF
$540M
– –
-15,278
Closed -$795K
74 75
76
77 78

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.