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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFD
1876
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$300K ﹤0.01%
+17,143
New +$287K
PRFT
1877
DELISTED
Perficient Inc
PRFT
$297K ﹤0.01%
2,295
+158
+7% +$20.8K
LGIH icon
1878
LGI Homes
LGIH
$1.4B
$294K ﹤0.01%
1,902
-1,747
-48% -$256K
FIX icon
1879
Comfort Systems
FIX
$59.6B
$293K ﹤0.01%
2,961
-630
-18% -$58.2K
MSD
1880
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$293K ﹤0.01%
32,517
+11,170
+52% +$102K
CSGP icon
1881
CoStar Group
CSGP
$12.3B
$292K ﹤0.01%
3,695
+204
+6% +$17.1K
RDFN
1882
DELISTED
Redfin
RDFN
$292K ﹤0.01%
7,618
+1,809
+31% +$82.2K
SCSC icon
1883
Scansource
SCSC
$1.12B
$292K ﹤0.01%
8,330
+476
+6% +$16.8K
CDMO
1884
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$292K ﹤0.01%
+9,999
New +$286K
FLR icon
1885
Fluor
FLR
$7.96B
$291K ﹤0.01%
+11,735
New +$250K
NMFC icon
1886
New Mountain Finance
NMFC
$732M
$291K ﹤0.01%
21,250
-54,297
-72% -$742K
ASIX icon
1887
AdvanSix
ASIX
$444M
$290K ﹤0.01%
6,139
-5,393
-47% -$248K
WTS icon
1888
Watts Water Technologies
WTS
$13.1B
$290K ﹤0.01%
1,493
-6,089
-80% -$1.16M
PEO
1889
Adams Natural Resources Fund
PEO
$725M
$288K ﹤0.01%
18,149
-358
-2% -$5.76K
VTLE
1890
DELISTED
Vital Energy
VTLE
$288K ﹤0.01%
+4,792
New +$338K
SOFI icon
1891
SoFi Technologies
SOFI
$23.7B
$287K ﹤0.01%
+18,169
New +$333K
TSLX icon
1892
Sixth Street Specialty
TSLX
$1.81B
$286K ﹤0.01%
12,225
-42,416
-78% -$996K
NVRO
1893
DELISTED
NEVRO CORP.
NVRO
$286K ﹤0.01%
+3,531
New +$354K
OMP
1894
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
$286K ﹤0.01%
+11,958
New +$282K
RMR icon
1895
The RMR Group
RMR
$332M
$285K ﹤0.01%
8,232
+215
+3% +$7.45K
TAK icon
1896
Takeda Pharmaceutical
TAK
$55.7B
$284K ﹤0.01%
20,807
-2,224
-10% -$31.2K
HTGC icon
1897
Hercules Capital
HTGC
$3.23B
$283K ﹤0.01%
17,061
-65,069
-79% -$1.1M
UFI icon
1898
UNIFI
UFI
$134M
$283K ﹤0.01%
12,212
+2,976
+32% +$67.9K
FSR
1899
DELISTED
Fisker Inc.
FSR
$283K ﹤0.01%
17,989
-5,392
-23% -$93.3K
NSLR
1900
Neostellar Capital Corp
NSLR
$254M
$282K ﹤0.01%
21,757
+3,242
+18% +$42.7K
74 75
76
77 78

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.