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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
(-2%)
Cap. Flow
-$57.8M
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$50M |
| 2 |
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
|
+$38.8M |
| 3 |
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
|
+$37M |
| 4 |
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
|
+$34.7M |
| 5 |
Honeywell
HON
|
+$32.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$41.8M |
| 2 |
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
|
+$39.8M |
| 3 |
MTTR
Matterport, Inc. Class A Common Stock
MTTR
|
+$32.4M |
| 4 |
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
|
+$20M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.23% |
| 2 | Financials | 13.81% |
| 3 | Healthcare | 9.7% |
| 4 | Consumer Discretionary | 8.79% |
| 5 | Communication Services | 6.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ODP
1876
DELISTED
ODP
ODP
| $346K | ﹤0.01% |
8,607
-15,089
| -64% | -$679K |
|
|
FFC
1877
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
| $343K | ﹤0.01% |
15,400
+5,887
| +62% | +$135K |
|
1878
Stellantis
STLA
$20.8B
| $343K | ﹤0.01% |
17,963
-6,578
| -27% | -$130K |
|
|
FSR
1879
DELISTED
Fisker Inc.
FSR
| $343K | ﹤0.01% |
23,381
+451
| +2% | +$6.79K |
|
1880
First Hawaiian
FHB
$3.35B
| $342K | ﹤0.01% |
11,659
-3,976
| -25% | -$111K |
|
1881
Invesco Ultra Short Duration ETF
GSY
$3.9B
| $341K | ﹤0.01% |
6,750
| – | – |
|
1882
KKR & Co
KKR
$92.3B
| $341K | ﹤0.01% |
5,601
-1,408
| -20% | -$88.4K |
|
1883
Bank of Hawaii
BOH
$3.13B
| $340K | ﹤0.01% |
4,141
+60
| +1% | +$4.97K |
|
|
SEM
1884
DELISTED
Select Medical
SEM
| $340K | ﹤0.01% |
17,454
+6,069
| +53% | +$120K |
|
1885
Qiagen
QGEN
$8.72B
| $339K | ﹤0.01% |
6,177
+494
| +9% | +$27.5K |
|
|
PCQ
1886
Pimco California Municipal Income Fund
PCQ
$167M
| $337K | ﹤0.01% |
+17,842
| New | +$338K |
|
|
COLIU
1887
DELISTED
Colicity Inc. Units
COLIU
| $335K | ﹤0.01% |
33,800
+12,910
| +62% | +$128K |
|
1888
Community Bank
CBU
$3.41B
| $334K | ﹤0.01% |
4,882
+367
| +8% | +$26.3K |
|
1889
Scholastic
SCHL
$792M
| $332K | ﹤0.01% |
9,315
-16,331
| -64% | -$558K |
|
|
DYFN
1890
DELISTED
Angel Oak Dynamic Financial Strategies Income Term Trust
DYFN
| $331K | ﹤0.01% |
+16,165
| New | +$330K |
|
|
OPI
1891
DELISTED
Office Properties Income Trust
OPI
| $330K | ﹤0.01% |
13,008
-13,273
| -51% | -$362K |
|
|
TPIC
1892
DELISTED
TPI Composites
TPIC
| $329K | ﹤0.01% |
+9,743
| New | +$383K |
|
|
CCRN
1893
DELISTED
Cross Country Healthcare
CCRN
| $325K | ﹤0.01% |
15,280
-26,797
| -64% | -$503K |
|
|
THS
1894
DELISTED
Treehouse Foods
THS
| $325K | ﹤0.01% |
8,143
-23,513
| -74% | -$961K |
|
1895
TechTarget
TTGT
$278M
| $325K | ﹤0.01% |
3,945
-3,621
| -48% | -$288K |
|
1896
Strategy Inc
MSTR
$38.4B
| $323K | ﹤0.01% |
5,590
-8,920
| -61% | -$572K |
|
1897
The Joint Corp
JYNT
$119M
| $321K | ﹤0.01% |
3,274
-3,006
| -48% | -$281K |
|
|
VNE
1898
DELISTED
Veoneer, Inc.
VNE
| $321K | ﹤0.01% |
+9,437
| New | +$300K |
|
|
GOOD
1899
Gladstone Commercial Corp
GOOD
$627M
| $320K | ﹤0.01% |
15,202
-1,483
| -9% | -$33.3K |
|
1900
News Corp Class B
NWS
$17.5B
| $318K | ﹤0.01% |
13,703
+1,035
| +8% | +$23.7K |
|
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Guggenheim Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
- Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
- Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
- Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
- Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
- Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.
Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.