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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIDD icon
1876
Middleby
MIDD
$6.08B
$364K ﹤0.01%
+2,198
New +$324K
VCEL icon
1877
Vericel Corp
VCEL
$2.31B
$364K ﹤0.01%
+6,560
New +$297K
DCOM icon
1878
Dime Commercial Bancshares
DCOM
$1.78B
$363K ﹤0.01%
+12,060
New +$345K
SUN icon
1879
Sunoco
SUN
$13.3B
$362K ﹤0.01%
11,375
-5,165
-31% -$161K
FTS icon
1880
Fortis
FTS
$28.7B
$360K ﹤0.01%
8,312
+138
+2% +$5.66K
BNS icon
1881
Scotiabank
BNS
$108B
$359K ﹤0.01%
5,737
+2,029
+55% +$118K
MDC
1882
DELISTED
M.D.C. Holdings, Inc.
MDC
$359K ﹤0.01%
6,029
-14,033
-70% -$735K
DEX
1883
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$357K ﹤0.01%
36,393
-63,937
-64% -$621K
ONB icon
1884
Old National Bancorp
ONB
$10.2B
$356K ﹤0.01%
+18,394
New +$341K
CBRL icon
1885
Cracker Barrel
CBRL
$1.29B
$354K ﹤0.01%
2,048
+158
+8% +$24.1K
USNA icon
1886
Usana Health Sciences
USNA
$286M
$354K ﹤0.01%
3,629
-680
-16% -$61.9K
LL
1887
DELISTED
LL Flooring Holdings, Inc.
LL
$354K ﹤0.01%
14,100
-13,240
-48% -$367K
ABM icon
1888
ABM Industries
ABM
$2.84B
$353K ﹤0.01%
+6,917
New +$303K
HCI icon
1889
HCI Group
HCI
$2.41B
$353K ﹤0.01%
4,590
-4,330
-49% -$273K
CWEN.A
1890
DELISTED
Clearway Energy Class A
CWEN.A
$352K ﹤0.01%
13,281
-4,306
-24% -$124K
PCN
1891
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$352K ﹤0.01%
20,315
+18
+0.1% +$310
TXG icon
1892
10x Genomics
TXG
$6.61B
$352K ﹤0.01%
1,946
-492
-20% -$85K
HAYN
1893
DELISTED
Haynes International, Inc.
HAYN
$350K ﹤0.01%
+11,802
New +$318K
XNCR icon
1894
Xencor
XNCR
$1.55B
$348K ﹤0.01%
8,086
-6,107
-43% -$289K
SHOE
1895
Shoe Station Group
SHOE
$428M
$347K ﹤0.01%
+11,220
New +$277K
ALLY icon
1896
Ally Financial
ALLY
$13.3B
$345K ﹤0.01%
7,622
+1,498
+24% +$62.7K
RFI
1897
Cohen & Steers Total Return Realty Fund
RFI
$310M
$344K ﹤0.01%
23,514
+3,910
+20% +$54.3K
WWD icon
1898
Woodward
WWD
$21.4B
$344K ﹤0.01%
2,853
+494
+21% +$58.9K
ECPG icon
1899
Encore Capital Group
ECPG
$2.13B
$343K ﹤0.01%
+8,514
New +$302K
MMS icon
1900
Maximus
MMS
$3.1B
$343K ﹤0.01%
+3,854
New +$315K
74 75
76
77 78

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.