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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMAR
1876
DELISTED
Smartsheet Inc.
SMAR
$264K ﹤0.01%
3,805
-5,108
-57% -$299K
ADC icon
1877
Agree Realty
ADC
$9.41B
$263K ﹤0.01%
3,951
+665
+20% +$43.5K
HR
1878
DELISTED
Healthcare Realty Trust Incorporated
HR
$263K ﹤0.01%
+8,886
New +$267K
INVX
1879
Innovex International
INVX
$1.97B
$262K ﹤0.01%
8,861
+727
+9% +$20.7K
WF icon
1880
Woori Financial
WF
$17.6B
$261K ﹤0.01%
+9,533
New +$245K
RFI
1881
Cohen & Steers Total Return Realty Fund
RFI
$310M
$260K ﹤0.01%
+19,604
New +$246K
CDP icon
1882
COPT Defense Properties
CDP
$4.21B
$257K ﹤0.01%
9,856
-333,300
-97% -$8.41M
VRS
1883
DELISTED
Verso Corporation
VRS
$257K ﹤0.01%
21,400
– –
MEOH icon
1884
Methanex
MEOH
$4.12B
$255K ﹤0.01%
+5,539
New +$200K
AAN
1885
DELISTED
The Aaron's Company Inc
AAN
$253K ﹤0.01%
+13,350
New +$246K
XEC
1886
DELISTED
CIMAREX ENERGY CO
XEC
$253K ﹤0.01%
+6,746
New +$216K
CVE icon
1887
Cenovus Energy
CVE
$52.1B
$250K ﹤0.01%
41,460
-5,669
-12% -$26.5K
CBRL icon
1888
Cracker Barrel
CBRL
$1.29B
$249K ﹤0.01%
1,890
-27
-1% -$3.48K
PFD
1889
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$249K ﹤0.01%
13,153
-65
-0.5% -$1.18K
NTG
1890
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$249K ﹤0.01%
12,078
-1,222
-9% -$22.3K
FSD
1891
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$248K ﹤0.01%
16,788
-534
-3% -$7.59K
PHK
1892
PIMCO High Income Fund
PHK
$880M
$247K ﹤0.01%
+40,916
New +$233K
NXJ
1893
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$246K ﹤0.01%
17,113
-1,566
-8% -$21.8K
FORR icon
1894
Forrester Research
FORR
$224M
$243K ﹤0.01%
+5,800
New +$232K
VVR icon
1895
Invesco Senior Income Trust
VVR
$454M
$243K ﹤0.01%
61,040
-3,153
-5% -$11.9K
AYX
1896
DELISTED
Alteryx Inc
AYX
$243K ﹤0.01%
1,996
-679
-25% -$85.6K
APAM icon
1897
Artisan Partners
APAM
$3.02B
$242K ﹤0.01%
4,809
-4,933
-51% -$224K
SOR
1898
Source Capital
SOR
$385M
$240K ﹤0.01%
5,999
-139
-2% -$5.37K
TRIP icon
1899
TripAdvisor
TRIP
$1.26B
$240K ﹤0.01%
8,332
-14,060
-63% -$338K
SLCA
1900
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$238K ﹤0.01%
33,910
+18,058
+114% +$78.5K
74 75
76
77 78

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.