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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLUU
1876
DELISTED
Glu Mobile Inc.
GLUU
$93K ﹤0.01%
12,067
-6,388
-35% -$53.6K
DCH
1877
Dauch Corp
DCH
$1.51B
$92K ﹤0.01%
+15,974
New +$114K
FT
1878
Franklin Universal Trust
FT
$197M
$92K ﹤0.01%
+13,423
New +$93.2K
AR icon
1879
Antero Resources
AR
$10.7B
$91K ﹤0.01%
33,046
-6,212
-16% -$19.7K
LCI
1880
DELISTED
Lannett Company, Inc.
LCI
$90K ﹤0.01%
+3,676
New +$87.1K
DHC
1881
Diversified Healthcare Trust
DHC
$2.14B
$87K ﹤0.01%
24,614
-13,922
-36% -$54.3K
YPF icon
1882
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$87K ﹤0.01%
24,337
-626
-3% -$3.52K
GLNG icon
1883
Golar LNG
GLNG
$5.13B
$79K ﹤0.01%
13,041
+270
+2% +$2.42K
AVAL icon
1884
Grupo Aval
AVAL
$6.01B
$78K ﹤0.01%
16,941
-196
-1% -$923
NWG icon
1885
NatWest
NWG
$76.4B
$76K ﹤0.01%
26,248
-8,813
-25% -$27.3K
SXC icon
1886
SunCoke Energy
SXC
$797M
$74K ﹤0.01%
21,604
+11,288
+109% +$36.8K
DBI icon
1887
Designer Brands
DBI
$333M
$73K ﹤0.01%
+13,441
New +$87K
DAKT icon
1888
Daktronics
DAKT
$1.04B
$66K ﹤0.01%
+16,699
New +$69.7K
GPOR
1889
DELISTED
Gulfport Energy Corp.
GPOR
$65K ﹤0.01%
122,441
+64,252
+110% +$55K
TDAY
1890
USA Today Co
TDAY
$1.06B
$62K ﹤0.01%
48,016
+25,084
+109% +$38.2K
FBP icon
1891
First Bancorp
FBP
$4.38B
$60K ﹤0.01%
11,556
-213
-2% -$1.19K
HLIT icon
1892
Harmonic Inc
HLIT
$1.28B
$60K ﹤0.01%
10,718
-5,660
-35% -$32K
EXTR icon
1893
Extreme Networks
EXTR
$3.15B
$59K ﹤0.01%
14,556
-7,697
-35% -$33.5K
ENLC
1894
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$59K ﹤0.01%
25,167
-22,256
-47% -$58.9K
CRK icon
1895
Comstock Resources
CRK
$3.94B
$53K ﹤0.01%
12,144
-41
-0.3% -$217
CHS
1896
DELISTED
Chicos FAS, Inc.
CHS
$53K ﹤0.01%
54,872
+28,794
+110% +$37.6K
VET icon
1897
Vermilion Energy
VET
$1.66B
$52K ﹤0.01%
22,114
-3,840
-15% -$15.1K
BBD icon
1898
Banco Bradesco
BBD
$36.7B
$49K ﹤0.01%
+17,151
New +$56.2K
ABEV icon
1899
Ambev
ABEV
$46.4B
$48K ﹤0.01%
21,193
+2,437
+13% +$6.11K
SLCA
1900
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$48K ﹤0.01%
+15,852
New +$58.9K
74 75
76
77 78

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.