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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
1876
Blackstone
BX
$102B
$1.43M ﹤0.01%
42,915
-2,388
-5% -$78.6K
WDFC icon
1877
WD-40
WDFC
$3.05B
$1.43M ﹤0.01%
12,793
+43
+0.3% +$4.64K
NCI
1878
DELISTED
Navigant Consulting, Inc.
NCI
$1.43M ﹤0.01%
84,298
-213,941
-72% -$3.62M
UFCS icon
1879
United Fire Group
UFCS
$1.32B
$1.43M ﹤0.01%
31,103
+4,736
+18% +$205K
NFBK
1880
DELISTED
Northfield Bancorp
NFBK
$1.42M ﹤0.01%
82,000
+6,985
+9% +$115K
MTUS icon
1881
Metallus
MTUS
$838M
$1.42M ﹤0.01%
86,391
+10,372
+14% +$159K
MBUU icon
1882
Malibu Boats
MBUU
$541M
$1.42M ﹤0.01%
44,962
-9,056
-17% -$250K
SPH icon
1883
Suburban Propane Partners
SPH
$1.24B
$1.42M ﹤0.01%
54,472
-8,958
-14% -$219K
SIGI icon
1884
Selective Insurance
SIGI
$5.65B
$1.42M ﹤0.01%
26,308
-31,746
-55% -$1.61M
SHOP icon
1885
Shopify
SHOP
$152B
$1.41M ﹤0.01%
121,300
+41,600
+52% +$425K
BECN
1886
DELISTED
Beacon Roofing Supply, Inc.
BECN
$1.41M ﹤0.01%
27,518
-941
-3% -$43.8K
ADC icon
1887
Agree Realty
ADC
$9.34B
$1.41M ﹤0.01%
28,676
-4,680
-14% -$229K
EPR icon
1888
EPR Properties
EPR
$4.76B
$1.4M ﹤0.01%
20,127
-97,993
-83% -$6.9M
IDA icon
1889
Idacorp
IDA
$8.27B
$1.4M ﹤0.01%
15,961
-4,572
-22% -$400K
WPX
1890
DELISTED
WPX Energy, Inc.
WPX
$1.4M ﹤0.01%
121,989
+1,266
+1% +$12.9K
KND
1891
DELISTED
Kindred Healthcare
KND
$1.4M ﹤0.01%
206,141
-27,238
-12% -$232K
GNL icon
1892
Global Net Lease
GNL
$1.84B
$1.4M ﹤0.01%
63,886
+12,226
+24% +$265K
AM
1893
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$1.4M ﹤0.01%
44,371
-3,049
-6% -$99.6K
IMO icon
1894
Imperial Oil
IMO
$62.7B
$1.4M ﹤0.01%
43,717
-4,894
-10% -$145K
LBTYA icon
1895
Liberty Global Class A
LBTYA
$3.62B
$1.4M ﹤0.01%
41,136
-6,815
-14% -$227K
ZF
1896
DELISTED
Virtus Total Return Fund Inc.
ZF
$1.4M ﹤0.01%
106,966
+43,470
+68% +$546K
ROCK icon
1897
Gibraltar Industries
ROCK
$1.25B
$1.39M ﹤0.01%
44,797
+3,924
+10% +$118K
SCS
1898
DELISTED
Steelcase
SCS
$1.39M ﹤0.01%
90,390
-68,464
-43% -$938K
BRS
1899
DELISTED
Bristow Group, Inc.
BRS
$1.39M ﹤0.01%
148,991
+19,113
+15% +$156K
MRTN icon
1900
Marten Transport
MRTN
$1.21B
$1.39M ﹤0.01%
101,211
-1,597
-2% -$18.1K
74 75
76
77 78

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.