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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESIO
1876
DELISTED
Electro Scientific Industries
ESIO
$1.44M ﹤0.01%
207,076
-40,828
-16% -$268K
BMO icon
1877
Bank of Montreal
BMO
$126B
$1.44M ﹤0.01%
19,316
+10,263
+113% +$775K
BRW
1878
Saba Capital Income & Opportunities Fund
BRW
$337M
$1.44M ﹤0.01%
133,218
-27,733
-17% -$307K
SSRI
1879
DELISTED
Silver Standard Resources
SSRI
$1.43M ﹤0.01%
135,228
-51,135
-27% -$541K
VEEV icon
1880
Veeva Systems
VEEV
$33.5B
$1.43M ﹤0.01%
27,890
-12,214
-30% -$549K
NFBK
1881
DELISTED
Northfield Bancorp
NFBK
$1.43M ﹤0.01%
79,164
-9,048
-10% -$167K
PAA icon
1882
Plains All American Pipeline
PAA
$17.1B
$1.43M ﹤0.01%
45,079
-87,609
-66% -$2.77M
TLGT
1883
DELISTED
Teligent, Inc
TLGT
$1.43M ﹤0.01%
18,259
-2,445
-12% -$176K
MYE icon
1884
Myers Industries
MYE
$1.38B
$1.42M ﹤0.01%
89,913
+30,743
+52% +$437K
ICLR icon
1885
Icon
ICLR
$12.2B
$1.42M ﹤0.01%
17,834
-6,206
-26% -$508K
HMSY
1886
DELISTED
HMS Holdings Corp.
HMSY
$1.42M ﹤0.01%
69,954
+3,746
+6% +$69.1K
FDUS icon
1887
Fidus Investment
FDUS
$766M
$1.42M ﹤0.01%
80,862
-2,350
-3% -$39K
RMD icon
1888
ResMed
RMD
$31.2B
$1.42M ﹤0.01%
19,637
-11,608
-37% -$802K
SLAB icon
1889
Silicon Laboratories
SLAB
$7.19B
$1.41M ﹤0.01%
19,200
+3,199
+20% +$224K
CORE
1890
DELISTED
Core Mark Holding Co., Inc.
CORE
$1.41M ﹤0.01%
45,243
-12,517
-22% -$438K
ORIT
1891
DELISTED
Oritani Financial Corp. New
ORIT
$1.41M ﹤0.01%
83,036
-26,640
-24% -$459K
SCS
1892
DELISTED
Steelcase
SCS
$1.41M ﹤0.01%
84,173
-172
-0.2% -$2.84K
BGR icon
1893
BlackRock Energy and Resources Trust
BGR
$416M
$1.41M ﹤0.01%
102,358
+37,652
+58% +$533K
TTM
1894
DELISTED
Tata Motors Limited
TTM
$1.41M ﹤0.01%
39,411
-4,822
-11% -$176K
DO
1895
DELISTED
Diamond Offshore Drilling
DO
$1.4M ﹤0.01%
83,789
-22,256
-21% -$378K
IMO icon
1896
Imperial Oil
IMO
$61.1B
$1.4M ﹤0.01%
45,838
-1,157
-2% -$37.4K
ENOC
1897
DELISTED
EnerNOC, Inc.
ENOC
$1.4M ﹤0.01%
232,728
+29,619
+15% +$168K
BOKF icon
1898
BOK Financial
BOKF
$8.74B
$1.39M ﹤0.01%
17,780
-15,267
-46% -$1.24M
EVER
1899
DELISTED
Everbank Financial Corp
EVER
$1.39M ﹤0.01%
71,301
-36,386
-34% -$707K
CEO
1900
DELISTED
CNOOC Limited
CEO
$1.39M ﹤0.01%
11,575
-2,664
-19% -$326K
74 75
76
77 78

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.