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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
(+8.8%)
Cap. Flow
+$1.71B
Cap. Flow
% of AUM
4.89%
Top 10 Holdings %
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SandRidge Energy
SD
|
+$44.3M |
| 2 |
Howmet Aerospace
HWM
|
+$42.3M |
| 3 |
Coty
COTY
|
+$39.2M |
| 4 |
Applied Materials
AMAT
|
+$34.4M |
| 5 |
Charter Communications
CHTR
|
+$32.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alcoa
AA
|
+$47.5M |
| 2 |
DO
Diamond Offshore Drilling
DO
|
+$35.1M |
| 3 |
RAI
Reynolds American Inc
RAI
|
+$29.4M |
| 4 |
O-I Glass
OI
|
+$28M |
| 5 |
Mondelez International
MDLZ
|
+$24.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 12.98% |
| 2 | Technology | 12.86% |
| 3 | Healthcare | 11.03% |
| 4 | Industrials | 11.01% |
| 5 | Consumer Discretionary | 10.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SNBR
1876
DELISTED
Sleep Number
SNBR
| $1.5M | ﹤0.01% |
66,374
+6,784
| +11% | +$147K |
|
|
ACAT
1877
DELISTED
Arctic Cat Inc
ACAT
| $1.5M | ﹤0.01% |
99,649
+45,654
| +85% | +$701K |
|
|
TAST
1878
DELISTED
Carrols Restaurant Group, Inc.
TAST
| $1.49M | ﹤0.01% |
97,986
-3,775
| -4% | -$49.7K |
|
1879
Tidewater
TDW
$4.12B
| $1.49M | ﹤0.01% |
13,572
+9,413
| +226% | +$829K |
|
1880
Community Health Systems
CYH
$423M
| $1.49M | ﹤0.01% |
266,236
-63,423
| -19% | -$440K |
|
|
RTEC
1881
DELISTED
Rudolph Technologies Inc
RTEC
| $1.49M | ﹤0.01% |
+63,718
| New | +$1.25M |
|
|
HEES
1882
DELISTED
H&E Equipment Services
HEES
| $1.49M | ﹤0.01% |
63,924
+18,738
| +41% | +$343K |
|
|
HR
1883
DELISTED
Healthcare Realty Trust Incorporated
HR
| $1.49M | ﹤0.01% |
49,031
-117,649
| -71% | -$3.59M |
|
1884
Korn Ferry
KFY
$4.28B
| $1.49M | ﹤0.01% |
50,432
+1,370
| +3% | +$33.4K |
|
1885
Kosmos Energy
KOS
$1.48B
| $1.48M | ﹤0.01% |
211,044
+3,310
| +2% | +$18.8K |
|
1886
Weibo
WB
$1.95B
| $1.48M | ﹤0.01% |
36,450
-24,925
| -41% | -$1.19M |
|
|
ALR
1887
DELISTED
Alere Inc
ALR
| $1.48M | ﹤0.01% |
37,965
-5,757
| -13% | -$233K |
|
|
LMNX
1888
DELISTED
Luminex Corp
LMNX
| $1.48M | ﹤0.01% |
73,057
+15,566
| +27% | +$324K |
|
1889
Spok Holdings
SPOK
$241M
| $1.48M | ﹤0.01% |
+71,218
| New | +$1.32M |
|
1890
Autohome
ATHM
$2.62B
| $1.48M | ﹤0.01% |
58,411
-8,468
| -13% | -$219K |
|
|
COHR
1891
DELISTED
Coherent Inc
COHR
| $1.47M | ﹤0.01% |
+10,693
| New | +$1.3M |
|
|
MVT
1892
DELISTED
BlackRock MuniVest Fund II
MVT
| $1.47M | ﹤0.01% |
96,278
+20,657
| +27% | +$325K |
|
|
ESIO
1893
DELISTED
Electro Scientific Industries
ESIO
| $1.47M | ﹤0.01% |
247,904
+235,932
| +1,971% | +$1.29M |
|
1894
Vanguard Dividend Appreciation ETF
VIG
$114B
| $1.47M | ﹤0.01% |
+17,216
| New | +$1.45M |
|
1895
AAR Corp
AIR
$5.76B
| $1.46M | ﹤0.01% |
44,253
-369
| -0.8% | -$12.7K |
|
|
MDR
1896
DELISTED
McDermott International
MDR
| $1.46M | ﹤0.01% |
65,886
+35,124
| +114% | +$654K |
|
1897
Teva Pharmaceuticals
TEVA
$41.2B
| $1.46M | ﹤0.01% |
40,276
+446
| +1% | +$17.8K |
|
1898
Brunswick
BC
$5.28B
| $1.46M | ﹤0.01% |
26,733
-1,130
| -4% | -$55.9K |
|
|
ETJ
1899
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
| $1.46M | ﹤0.01% |
162,399
+148,559
| +1,073% | +$1.35M |
|
|
HTZ
1900
DELISTED
Hertz Global Holdings, Inc.
HTZ
| $1.46M | ﹤0.01% |
77,704
+9,454
| +14% | +$237K |
|
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Guggenheim Capital's Q4 2016 Portfolio in Review
As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.
Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.
By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.
- Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
- Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
- Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
- Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
- Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
- Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
- Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.
Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.