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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYAM icon
1876
Rayonier Advanced Materials
RYAM
$610M
$1.39M ﹤0.01%
227,772
-52,424
-19% -$530K
ZEUS
1877
DELISTED
Olympic Steel
ZEUS
$1.39M ﹤0.01%
140,125
-7,504
-5% -$94.9K
WCIC
1878
DELISTED
WCI Communities, Inc.
WCIC
$1.39M ﹤0.01%
61,565
-17,218
-22% -$414K
AMCC
1879
DELISTED
Applied Micro Circuits Corporation New
AMCC
$1.39M ﹤0.01%
262,343
-7,264
-3% -$42.6K
NXC
1880
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$1.39M ﹤0.01%
91,580
+10,113
+12% +$151K
JPI
1881
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$1.39M ﹤0.01%
63,485
+11,437
+22% +$255K
UGP icon
1882
Ultrapar
UGP
$6.54B
$1.39M ﹤0.01%
165,738
-48,662
-23% -$454K
EDE
1883
DELISTED
Empire District Electric
EDE
$1.39M ﹤0.01%
62,931
-5,498
-8% -$123K
RUSHA icon
1884
Rush Enterprises Class A
RUSHA
$6.22B
$1.38M ﹤0.01%
128,684
-45,705
-26% -$510K
AUY
1885
DELISTED
Yamana Gold, Inc.
AUY
$1.38M ﹤0.01%
813,981
+245,533
+43% +$502K
ENV
1886
DELISTED
ENVESTNET, INC.
ENV
$1.38M ﹤0.01%
46,184
-2,040
-4% -$74.8K
AIR icon
1887
AAR Corp
AIR
$5.76B
$1.38M ﹤0.01%
72,881
-4,582
-6% -$119K
NQI
1888
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$1.38M ﹤0.01%
106,172
+36,733
+53% +$470K
IBA
1889
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$1.38M ﹤0.01%
22,616
-2,140
-9% -$123K
ECHO
1890
EchoStar
ECHO
$26.2B
$1.38M ﹤0.01%
39,492
-10,047
-20% -$370K
MFM
1891
Aberdeen Municipal Income Fund
MFM
$224M
$1.38M ﹤0.01%
215,221
-3,583
-2% -$22.7K
MQT
1892
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$1.37M ﹤0.01%
107,788
-1,793
-2% -$22.7K
YORW icon
1893
York Water
YORW
$514M
$1.37M ﹤0.01%
65,237
-2,329
-3% -$49.5K
STON
1894
DELISTED
StoneMor Inc.
STON
$1.37M ﹤0.01%
+50,267
New +$1.42M
RRX icon
1895
Regal Rexnord
RRX
$11.9B
$1.37M ﹤0.01%
24,228
-6,518
-21% -$436K
CWCO icon
1896
Consolidated Water Co
CWCO
$488M
$1.36M ﹤0.01%
117,550
-4,405
-4% -$51.9K
HCSG icon
1897
Healthcare Services Group
HCSG
$1.53B
$1.36M ﹤0.01%
40,479
-8,029
-17% -$271K
TER icon
1898
Teradyne
TER
$59.3B
$1.36M ﹤0.01%
75,668
-138,280
-65% -$2.55M
HUBG icon
1899
HUB Group
HUBG
$2.92B
$1.36M ﹤0.01%
74,738
-6,990
-9% -$138K
IRDM icon
1900
Iridium Communications
IRDM
$5.29B
$1.36M ﹤0.01%
221,325
-83,141
-27% -$604K
74 75
76
77 78

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.