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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMCC
1876
DELISTED
Applied Micro Circuits Corporation New
AMCC
$1.72M ﹤0.01%
245,853
+47,302
+24% +$409K
MEOH icon
1877
Methanex
MEOH
$4.21B
$1.72M ﹤0.01%
25,698
+16,628
+183% +$1.1M
EBND icon
1878
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$1.72M ﹤0.01%
57,931
+26,834
+86% +$830K
LII icon
1879
Lennox International
LII
$15.1B
$1.71M ﹤0.01%
22,288
-87,527
-80% -$7.39M
SRCI
1880
DELISTED
SRC Energy Inc
SRCI
$1.71M ﹤0.01%
140,528
+93,797
+201% +$1.17M
TNGO
1881
DELISTED
Tangoe, Inc.
TNGO
$1.71M ﹤0.01%
125,985
-14,621
-10% -$204K
HIMX
1882
Himax Technologies
HIMX
$2.4B
$1.7M ﹤0.01%
167,628
+113,448
+209% +$857K
AXON
1883
Axon Enterprise
AXON
$42.1B
$1.7M ﹤0.01%
110,039
-11,814
-10% -$167K
RMD icon
1884
ResMed
RMD
$32.4B
$1.7M ﹤0.01%
34,438
+1,653
+5% +$84.2K
ETG
1885
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
$1.69M ﹤0.01%
99,016
-23,907
-19% -$415K
CTRL
1886
DELISTED
Control4 Corporation
CTRL
$1.69M ﹤0.01%
130,326
+10,287
+9% +$162K
ARPI
1887
DELISTED
AMERICAN RESIDENTIAL PPTYS INC COM
ARPI
$1.68M ﹤0.01%
91,787
-19,095
-17% -$356K
WCIC
1888
DELISTED
WCI Communities, Inc.
WCIC
$1.68M ﹤0.01%
91,254
-19,051
-17% -$355K
ATHL
1889
DELISTED
ATHLON ENERGY INC COM
ATHL
$1.68M ﹤0.01%
28,887
+2,564
+10% +$119K
ETD icon
1890
Ethan Allen Interiors
ETD
$598M
$1.68M ﹤0.01%
73,739
-20,942
-22% -$507K
FRAN
1891
DELISTED
Francesca's Holdings Corporation
FRAN
$1.68M ﹤0.01%
10,048
-1,373
-12% -$227K
VRTS icon
1892
Virtus Investment Partners
VRTS
$1.09B
$1.68M ﹤0.01%
9,651
-352
-4% -$71.6K
AYN
1893
DELISTED
Alliance New York Income Fund
AYN
$1.68M ﹤0.01%
133,183
-6,950
-5% -$87.8K
XOOM
1894
DELISTED
XOOM CORP COM
XOOM
$1.67M ﹤0.01%
76,202
-4,309
-5% -$99.2K
KMX icon
1895
PUT
CarMax
KMX
$8.24B
$1.67M ﹤0.01%
36,000
-46,500
-56% -$2.38M
TEN
1896
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$1.67M ﹤0.01%
31,964
+3,003
+10% +$191K
EJ
1897
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$1.67M ﹤0.01%
188,795
+10,097
+6% +$100K
EGP icon
1898
EastGroup Properties
EGP
$10.8B
$1.67M ﹤0.01%
27,500
-5,508
-17% -$350K
WCN
1899
Waste Connections
WCN
$42.2B
$1.66M ﹤0.01%
51,483
-12,042
-19% -$391K
EVER
1900
DELISTED
Everbank Financial Corp
EVER
$1.66M ﹤0.01%
94,217
-14,273
-13% -$271K
74 75
76
77 78

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.