We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PGTI
1876
DELISTED
PGT, Inc.
PGTI
| $1.4M | 0.01% |
141,343
+19,441
| +16% | +$196K |
|
1877
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $1.4M | 0.01% |
36,845
-8,560
| -19% | -$327K |
|
1878
Manhattan Associates
MANH
$11.1B
| $1.4M | 0.01% |
58,516
+9,128
| +18% | +$201K |
|
1879
Genesis Energy
GEL
$1.86B
| $1.4M | 0.01% |
27,852
+4,813
| +21% | +$242K |
|
|
EXPR
1880
DELISTED
Express, Inc.
EXPR
| $1.39M | 0.01% |
2,921
+214
| +8% | +$94.5K |
|
1881
Calix
CALX
$2.36B
| $1.39M | 0.01% |
108,992
-9,565
| -8% | -$117K |
|
1882
BlackRock MuniYield Quality Fund III
MYI
$716M
| $1.39M | 0.01% |
105,951
+48,436
| +84% | +$624K |
|
1883
The GEO Group
GEO
$4.03B
| $1.39M | 0.01% |
62,519
+30,234
| +94% | +$677K |
|
1884
Valley National Bancorp
VLY
$8B
| $1.38M | 0.01% |
139,132
-279,993
| -67% | -$2.83M |
|
|
BRLI
1885
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
| $1.38M | 0.01% |
46,218
+7,477
| +19% | +$208K |
|
|
CCEC
1886
Capital Clean Energy Carriers
CCEC
$1.37B
| $1.38M | 0.01% |
21,911
+10,527
| +92% | +$680K |
|
|
SGI
1887
Somnigroup International
SGI
$13.6B
| $1.38M | ﹤0.01% |
125,408
+12,296
| +11% | +$128K |
|
1888
Flex
FLEX
$45.3B
| $1.38M | ﹤0.01% |
200,784
-108,948
| -35% | -$718K |
|
1889
Dr. Reddy's Laboratories
RDY
$10.1B
| $1.38M | ﹤0.01% |
182,035
-14,025
| -7% | -$102K |
|
1890
Acco Brands
ACCO
$407M
| $1.38M | ﹤0.01% |
207,145
+28,160
| +16% | +$193K |
|
1891
Cedar Fair
FUN
$1.61B
| $1.37M | ﹤0.01% |
+31,512
| New | +$1.36M |
|
|
PF
1892
DELISTED
Pinnacle Foods, Inc.
PF
| $1.37M | ﹤0.01% |
51,835
+2,105
| +4% | +$55.1K |
|
|
LDL
1893
DELISTED
Lydall, Inc.
LDL
| $1.37M | ﹤0.01% |
79,856
+11,270
| +16% | +$180K |
|
|
AMCC
1894
DELISTED
Applied Micro Circuits Corporation New
AMCC
| $1.37M | ﹤0.01% |
+106,271
| New | +$1.21M |
|
1895
Comfort Systems
FIX
$60.3B
| $1.36M | ﹤0.01% |
80,955
+6,247
| +8% | +$100K |
|
1896
Diodes
DIOD
$4.54B
| $1.35M | ﹤0.01% |
55,306
+16,427
| +42% | +$427K |
|
1897
Amdocs
DOX
$6.28B
| $1.35M | ﹤0.01% |
36,976
+10,315
| +39% | +$390K |
|
1898
SouthState Bank Corp
SSB
$10.5B
| $1.35M | ﹤0.01% |
+24,528
| New | +$1.34M |
|
|
LAYN
1899
DELISTED
Layne Christensen Co
LAYN
| $1.35M | ﹤0.01% |
67,758
+5,111
| +8% | +$101K |
|
1900
Adtran
ADTN
$611M
| $1.35M | ﹤0.01% |
50,548
+38,707
| +327% | +$1M |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.