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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCRX icon
1851
BioCryst Pharmaceuticals
BCRX
$2.4B
$96.1K ﹤0.01%
16,041
-106,281
-87% -$616K
PCT icon
1852
PureCycle Technologies
PCT
$1.45B
$89.7K ﹤0.01%
+22,156
New +$97.3K
SVC
1853
Service Properties Trust
SVC
$1.07B
$88.7K ﹤0.01%
2,077
+72
+4% +$2.72K
BCS icon
1854
Barclays
BCS
$94.1B
$84.7K ﹤0.01%
+10,751
New +$77.4K
AMTX icon
1855
Aemetis
AMTX
$124M
$81.9K ﹤0.01%
15,621
-788
-5% -$3.73K
MRVI icon
1856
Maravai LifeSciences
MRVI
$919M
$75.1K ﹤0.01%
11,462
-447
-4% -$2.89K
BSBR icon
1857
Santander
BSBR
$43.5B
$73K ﹤0.01%
+11,143
New +$65.6K
AEG icon
1858
Aegon
AEG
$14.1B
$68.9K ﹤0.01%
+11,958
New +$62.2K
ABCL icon
1859
AbCellera Biologics
ABCL
$2.12B
$67K ﹤0.01%
11,738
-457
-4% -$2.12K
PTON icon
1860
Peloton Interactive
PTON
$2.49B
$65K ﹤0.01%
10,666
-800
-7% -$4.31K
SABR icon
1861
Sabre
SABR
$835M
$64.5K ﹤0.01%
14,666
-292
-2% -$1.13K
NIU
1862
Niu Technologies
NIU
$193M
$62.9K ﹤0.01%
28,699
-30,258
-51% -$69.2K
GLQ
1863
Clough Global Equity Fund
GLQ
$158M
$61.6K ﹤0.01%
10,399
-35,251
-77% -$199K
OPEN icon
1864
Opendoor
OPEN
$3.38B
$60.5K ﹤0.01%
13,955
-42,777
-75% -$119K
INFN
1865
DELISTED
Infinera Corporation Common Stock
INFN
$48.5K ﹤0.01%
+10,202
New +$40.1K
DNA.WS
1866
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$42.1K ﹤0.01%
399,600
– –
NSLR
1867
Neostellar Capital Corp
NSLR
$254M
$41.2K ﹤0.01%
10,458
-631
-6% -$2.52K
NKLA
1868
DELISTED
Nikola Corporation Common Stock
NKLA
$9.76K ﹤0.01%
372
– –
AWP
1869
abrdn Global Premier Properties Fund
AWP
$367M
– –
-5,461
Closed -$59.6K
AZEK
1870
DELISTED
The AZEK Co
AZEK
– –
-125,255
Closed -$3.73M
BHF icon
1871
Brighthouse Financial
BHF
$3.5B
– –
-13,618
Closed -$666K
BMBL icon
1872
Bumble
BMBL
$373M
– –
-10,798
Closed -$161K
BMO icon
1873
Bank of Montreal
BMO
$127B
– –
-10,749
Closed -$907K
BSY icon
1874
Bentley Systems
BSY
$10.6B
– –
-9,235
Closed -$463K
BWXT icon
1875
BWX Technologies
BWXT
$15.6B
– –
-7,141
Closed -$535K
73 74
75
76 77

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.