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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DB icon
1851
Deutsche Bank
DB
$71.5B
– –
-11,289
Closed -$119K
DRH icon
1852
Diamondrock Hospitality Co
DRH
$2.56B
– –
-168,757
Closed -$1.35M
EAF icon
1853
GrafTech
EAF
$212M
– –
-5,549
Closed -$280K
EBS icon
1854
Emergent Biosolutions
EBS
$248M
– –
-13,247
Closed -$97.4K
ENR icon
1855
Energizer
ENR
$1.55B
– –
-9,507
Closed -$319K
EZPW icon
1856
Ezcorp Inc
EZPW
$1.71B
– –
-10,801
Closed -$90.5K
FCNCA icon
1857
First Citizens BancShares
FCNCA
$25.3B
– –
-216
Closed -$277K
FFIN icon
1858
First Financial Bankshares
FFIN
$4.97B
– –
-9,252
Closed -$264K
FINS
1859
Angel Oak Financial Strategies Income Term Trust
FINS
$421M
– –
-19,951
Closed -$236K
FIVE icon
1860
Five Below
FIVE
$13.5B
– –
-1,315
Closed -$258K
FND icon
1861
Floor & Decor
FND
$6.68B
– –
-1,963
Closed -$204K
FOF icon
1862
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
– –
-17,256
Closed -$185K
FWONK icon
1863
Liberty Media Series C
FWONK
$25.8B
– –
-20,059
Closed -$1.46M
GIL icon
1864
Gildan
GIL
$10.6B
– –
-11,510
Closed -$372K
XRN
1865
Chiron Real Estate Inc
XRN
$477M
– –
-3,564
Closed -$163K
GSY icon
1866
Invesco Ultra Short Duration ETF
GSY
$3.9B
– –
-6,750
Closed -$335K
GTY
1867
Getty Realty Corp
GTY
$2.07B
– –
-8,616
Closed -$291K
HNW
1868
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-34,817
Closed -$352K
HRTG icon
1869
Heritage Insurance Holdings
HRTG
$991M
– –
-246,188
Closed -$948K
HSBC icon
1870
HSBC
HSBC
$356B
– –
-8,796
Closed -$348K
HTH icon
1871
Hilltop Holdings
HTH
$2.24B
– –
-10,329
Closed -$325K
HYG icon
1872
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-7,292
Closed -$547K
IFN
1873
Aberdeen India Fund
IFN
$504M
– –
-10,303
Closed -$171K
JAAA icon
1874
Janus Henderson AAA CLO ETF
JAAA
$29.2B
– –
-7,548
Closed -$376K
KB icon
1875
KB Financial Group
KB
$43.5B
– –
-12,947
Closed -$471K
73 74
75
76 77

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.